SEC Form 4 · accession 0001628280-18-012421
TreeHouse Foods, Inc. · THS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Foulston
Officer — Chief Financial Officer
Period of report
Dec 31, 2017
Accepted (ET)
Oct 9, 2018 · 9:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001320695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2017 | M | 1,184 | $0.00 | A | 2,248 | D | |
| Common Stock | Dec 31, 2017 | F | 369 | $49.46 | D | 1,879 | D | |
| Common Stock | Dec 31, 2017 | M | 1,344 | $0.00 | A | 3,223 | D | |
| Common Stock | Dec 31, 2017 | F | 418 | $49.46 | D | 2,805 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Dec 31, 2017 | M | 1,184 | D | — | — | Common Stock | 1,184 | 2,366 | D |
| Restricted Stock UnitF3,F4 | — | Dec 31, 2017 | M | 1,344 | D | — | — | Common Stock | 1,344 | 2,686 | D |
Explanation of responses
- F1Settlement of restricted stock units into shares of common stock.
- F2Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
- F4The restricted stock units vest and settle in common stock of TreeHouse Foods, Inc. in three approximately equal installments on each of the first three anniversaries of the grant date.
Remarks
This Form 4 is being filed late due to inadvertent administrative error.