SEC Form 4 · accession 0000899243-18-026450
Kodiak Sciences Inc. · KOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Ehrlich
Officer — See Remarks
Period of report
Oct 9, 2018
Accepted (ET)
Oct 9, 2018 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468748
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 9, 2018 | A | 60,000 | A | — | — | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.
- F2Fifty percent of the RSUs vest 12 months after October 9, 2018 (the "Grant Date"), 25% of the RSUs vest 18 months after the Grant Date and 25% of the RSUs vest 24 months after the Grant Date.
Remarks
Chief Medical Officer and Chief Development Officer