SEC Form 4 · accession 0001209191-18-054596
SOUNDTHINKING, INC. · SSTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pascal Levensohn
Director
Period of report
Oct 9, 2018
Accepted (ET)
Oct 9, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001351636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2018 | M | 7,843 | $0.85 | A | 26,645 | D | |
| Common StockF1 | holding | — | — | — | 226 | I | By Limited Liability Company | |
| Common StockF2 | holding | — | — | — | 13,214 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 6,675 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $0.85 | Oct 9, 2018 | M | 7,843 | D | — | Feb 2, 2026 | Common Stock | 7,843 | 3,922 | D |
Explanation of responses
- F1Shares are held directly by Levensohn Venture Partners, LLC, of which Reporting Person is a member.
- F2Shares are held directly by Pascal Levensohn Revocable Trust, over which Reporting Person holds voting and dispositive power.
- F3Shares are held directly by Levensohn 2000 Children's Trust, over which Reporting Person holds voting and dispositive power. On May 17, 2018, the Reporting Person caused the trust to distribute 3,044 shares of Issuer's common stock to the beneficiary of the trust.
- F41/48th of the grant vests monthly for 48 months from February 1, 2016.