SEC Form 4 · accession 0001401708-18-000126
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Tedd Allen
Officer — SVP, Operations
Period of report
Oct 6, 2018
Accepted (ET)
Oct 9, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2018 | M | 31,250 | $1.92 | A | 33,352 | D | |
| Common Stock | Oct 6, 2018 | M | 10,000 | $6.72 | A | 43,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.92 | Oct 6, 2018 | M | 31,250 | D | — | Mar 1, 2022 | Common Stock | 31,250 | 0 | D |
| Stock Options (right to buy)F2 | $6.72 | Oct 6, 2018 | M | 10,000 | D | — | Jan 10, 2023 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The Option fully vested on March 1, 2016.
- F2The Option fully vested on January 10, 2017.