SEC Form 4 · accession 0001144204-18-053076
BNB PLUS CORP. · BNBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hayward
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 31, 2018
Accepted (ET)
Oct 9, 2018 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000744452
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Secured Convertible NoteF1 | $2.50 | Aug 31, 2018 | C | 1,000,000 | D | Aug 31, 2018 | Aug 30, 2021 | Common Stock | 400,000 | 1,000,000 | D |
Explanation of responses
- F1The Secured convertible note was issued in an exempt transaction pursuant to a securities purchase agreement dated August 31, 2018 at a purchase price of 100% of its principal balance.