SEC Form 4 · accession 0001567619-18-003878
Eagle Financial Bancorp, Inc. · EFBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin R Schramm
Officer — VP and CFO
Period of report
Oct 4, 2018
Accepted (ET)
Oct 9, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699018
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 4, 2018 | A | 3,870 | $0.00 | A | 3,870 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 10,000 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 310 | I | By Child 1 | |
| Common Stock | holding | — | — | — | 50 | I | By Child 2 | |
| Common StockF3 | holding | — | — | — | 400 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $15.75 | Oct 4, 2018 | A | 9,680 | A | Oct 4, 2019 | Oct 4, 2028 | Common Stock | 9,680 | 9,680 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on October 4, 2019.
- F2Stock options vest at a rate of 20% per year commencing on October 4, 2019.
- F3Reflects transactions not required to be reported pursuant to Section 16.