SEC Form 4 · accession 0001127602-18-029835
ALLSTATE CORP · ALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jane Fortin
Other
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2018 | M | 14,608 | $0.00 | A | 33,274 | D | |
| Common StockF2 | Oct 5, 2018 | F | 6,472 | $99.44 | D | 26,802 | D | |
| Common StockF3 | Oct 5, 2018 | A | 2,717 | $0.00 | A | 29,519 | D | |
| Common StockF4 | Oct 5, 2018 | F | 1,080 | $99.44 | D | 28,439 | D | |
| Common StockF5 | holding | — | — | — | 248 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 5, 2018 | M | 14,608 | D | — | Oct 5, 2019 | Common Stock | 14,608 | 14,608 | D |
Explanation of responses
- F1Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2013 Equity Incentive Plan. The remaining restricted stock units will convert on October 5, 2019.
- F2Shares withheld to satisfy tax withholding obligations incident to the conversion of previously awarded restricted stock units.
- F3Shares acquired upon conversion of 2015 performance stock award, pursuant to The Allstate Corporation 2013 Equity Incentive Plan.
- F4Shares withheld to satisfy tax withholding obligations incident to the conversion of performance stock award.
- F5Reflects acquisition of 107 shares of The Allstate Corporation common stock since October 3, 2017 under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated October 4, 2018.