SEC Form 4 · accession 0001549797-18-000010
RGC RESOURCES INC · RGCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul W Nester
Officer — VP, Treasurer, Secretary & CFO
Period of report
Oct 5, 2018
Accepted (ET)
Oct 9, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 5, 2018 | M | 1,000 | $12.673 | A | 13,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $12.673 | Oct 5, 2018 | M | 1,000 | D | Oct 1, 2013 | Apr 1, 2023 | Common Stock | 1,650 | 1,650 | D |
| Non-Qualified Stock Option (right to buy) | $12.633 | holding | — | — | — | Jun 6, 2014 | Dec 6, 2023 | Common Stock | 6,000 | 6,000 | D |
| Non-Qualified Stock Option (right to buy) | $14.40 | holding | — | — | — | Jun 4, 2015 | Dec 4, 2024 | Common Stock | 6,000 | 6,000 | D |
| Non-Qualified Stock Option (right to buy) | $14.147 | holding | — | — | — | Jun 3, 2016 | Dec 3, 2025 | Common Stock | 7,500 | 7,500 | D |
| Non-Qualified Stock Option (right to buy) | $16.376 | holding | — | — | — | Jun 8, 2017 | Dec 8, 2026 | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.
- F2Includes 5.683 shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 10.290 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.