SEC Form 4 · accession 0001144204-18-053124
HURCO COMPANIES INC · HURC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Doar
Officer — Chairman & CEO · Director
Period of report
Oct 8, 2018
Accepted (ET)
Oct 10, 2018 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2018 | M | 450 | $18.13 | A | 95,733 | D | |
| Common StockF1 | Oct 8, 2018 | S | 450 | $44.9919 | D | 95,283 | D | |
| Common Stock | Oct 9, 2018 | M | 4,922 | $18.13 | A | 100,205 | D | |
| Common StockF2 | Oct 9, 2018 | S | 4,422 | $44.5076 | D | 95,783 | D | |
| Common StockF3 | Oct 9, 2018 | S | 500 | $45.194 | D | 95,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $18.13 | Oct 8, 2018 | M | 450 | D | — | May 13, 2020 | Common Stock | 450 | 9,550 | D |
| Stock Option (right to buy)F4 | $18.13 | Oct 9, 2018 | M | 4,922 | D | — | May 13, 2020 | Common Stock | 4,922 | 4,628 | D |
Explanation of responses
- F1Represents the sale of 450 shares in multiple transactions, ranging in price from $44.92 to $45.10 per share, resulting in a weighted average sale price of $44.9919. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F2Represents the sale of 4,422 shares in multiple transactions, ranging in price from $44.17 to $45.005 per share, resulting in a weighted average sale price of $44.5076. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F3Represents the sale of 500 shares in multiple transactions, ranging in price from $45.18 to $45.25 per share, resulting in a weighted average sale price of $45.194. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- F4Option vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013.