Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 28, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

150 filings · trading day Sep 28, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 13, 2017 JForm 4 →	Sep 27, 2018, 9:25 pm EDT	Viking Therapeutics, Inc.VKTX	LIGAND PHARMACEUTICALS INC10% Owner	1,955,139	$1,879,405.52	$3,674,499,023,981	0	—	late
Sep 25, 2018 MForm 4 →	Sep 27, 4:11 pm EDT	MASIMO CORPMASI	Joe E KianiCEO and Chairman of the Board, Director	99,445	$27.25	$2,709,876	0	—
Sep 25, 2018 CMForm 4 →	Sep 27, 9:38 pm EDT	ROKU, INCROKU	Chas SmithGM, Sr. VP Roku TV & Players	248,433	$5.64	$1,401,162	0	—
Sep 26, 2018 MForm 4 →	Sep 28, 3:20 pm EDT	MILLER HERMAN INCMLHR	Gregory J BylsmaOther	28,533	$38.25	$1,091,387	44,665	—
Sep 28, 2018 CForm 4 →	Sep 28, 2:08 pm EDT	JANEL CORPJANL	Oaxaca Group L.L.C. +110% Owner	250,000	$4.00	$1,000,000	0	—
Sep 27, 2018 MForm 4 →	Sep 27, 4:07 pm EDT	Allegiance Bancshares, Inc.ABTX	III Ramon A. VitulliExecutive Vice President, Director	18,000	$10.00	$180,000	0	—
Sep 26, 2018 AForm 4 →	Sep 28, 8:32 am EDT	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	1,151	$77.98	$89,765	104,963	—
Sep 26, 2018 MForm 4 →	Sep 27, 5:22 pm EDT	ServisFirst Bancshares, Inc.SFBS	James J FillerDirector	10,000	$5.00	$50,000	30,000	—
Sep 26, 2018 MForm 4 →	Sep 28, 12:53 pm EDT	RBB BancorpRBB	Jeffrey YehEVP	4,036	$11.15	$45,001	4,036	—
Mar 7, 2018 AForm 4/A →	Sep 28, 2:10 pm EDT	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	420	$65.48	$27,500	18,819	—
Sep 5, 2018 AForm 4/A →	Sep 28, 2:41 pm EDT	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	425	$64.66	$27,500	20,087	—
Jun 6, 2018 AForm 4/A →	Sep 28, 2:25 pm EDT	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	431	$63.80	$27,500	19,451	—
Sep 25, 2018 AForm 4 →	Sep 27, 5:17 pm EDT	OGE ENERGY CORP.OGE	Luke R CorbettDirector	699	$35.79	$25,000	130,386	—
Sep 25, 2018 AForm 4 →	Sep 27, 5:18 pm EDT	OGE ENERGY CORP.OGE	J. Michael SannerDirector	699	$35.79	$25,000	5,221	—
Sep 28, 2018 AForm 4 →	Sep 28, 11:24 am EDT	MDU RESOURCES GROUP INCMDU	Mark A HellersteinDirector	685	$25.56	$17,500	13,562	—
Aug 31, 2018 AForm 4/A →	Sep 28, 2:36 pm EDT	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	211	$65.58	$13,810	19,662	—
Jun 1, 2018 AForm 4/A →	Sep 28, 2:19 pm EDT	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	201	$65.53	$13,173	19,020	—
Sep 26, 2018 AForm 4 →	Sep 28, 8:33 am EDT	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	166	$77.98	$12,917	6,650	—
Sep 25, 2018 AForm 4 →	Sep 27, 5:17 pm EDT	OGE ENERGY CORP.OGE	David L HauserDirector	105	$35.79	$3,750	12,553	—
Sep 27, 2018 JForm 4 →	Sep 28, 12:45 pm EDT	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	108	$15.28	$1,644	6,638	—
Sep 26, 2018 XForm 4 →	Sep 28, 11:54 am EDT	AFLAC INCAFL	Richard Williams Jr.Executive V.P.	27	$47.04	$1,270	62	—
Sep 27, 2018 JForm 4 →	Sep 28, 12:45 pm EDT	BARINGS CORPORATE INVESTORSMCI	Janice BishopOther	34	$15.28	$522	10,079	—
Sep 27, 2018 JForm 4 →	Sep 28, 12:45 pm EDT	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	24	$15.28	$361	32,583	—
Sep 27, 2018 PForm 4 →	Sep 28, 6:05 am EDT	Chanticleer Holdings, Inc.HOTR	Michael D PruittCEO, Chairman, Director	30	$11.00	$330	330	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:02 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	Leonardus H.T. Van der PloegChief Scientific Officer	21,800	—	—	41,671	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:07 pm EDT	Ultragenyx Pharmaceutical Inc.RARE	Shalini SharpCFO & Executive Vice President	3,350	—	—	18,963	—
Sep 26, 2018 MForm 4 →	Sep 27, 4:09 pm EDT	EDGEWATER TECHNOLOGY INC/DE/EDGW	Kristin Lynn ZaepfelVice President of HR	10,500	—	—	0	—
Sep 26, 2018 MForm 4 →	Sep 27, 4:10 pm EDT	Johnson Controls International plcJCI	Rodney M RushingPres. Bldg Solutions, North Am	9,767	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:15 pm EDT	Magenta Therapeutics, Inc.MGTA	Amy L RonnebergDirector	52,244	—	—	52,244	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:20 pm EDT	STIFEL FINANCIAL CORPSF	Kathleen BrownDirector	1,900	—	—	5,650	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:20 pm EDT	STIFEL FINANCIAL CORPSF	Michael W BrownDirector	1,900	—	—	16,901	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:21 pm EDT	STIFEL FINANCIAL CORPSF	John P DubinskyDirector	1,900	—	—	16,907	—
Mar 14, 2018 GMForm 4 →	Sep 27, 4:22 pm EDT	Athene Holding LtdATH	Frank Lauren GillisSee Remarks	79,545	—	—	19,091	—	late
Sep 25, 2018 AForm 4 →	Sep 27, 4:22 pm EDT	STIFEL FINANCIAL CORPSF	Robert Edward GradyDirector	1,900	—	—	18,346	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:24 pm EDT	STIFEL FINANCIAL CORPSF	Maura A. MarkusDirector	1,900	—	—	5,650	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:24 pm EDT	STIFEL FINANCIAL CORPSF	James M OatesDirector	1,900	—	—	26,851	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:25 pm EDT	STIFEL FINANCIAL CORPSF	David A PeacockDirector	1,900	—	—	1,900	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:25 pm EDT	VAIL RESORTS INCMTN	Michael Z BarkinEVP & Chief Financial Officer	630	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:26 pm EDT	STIFEL FINANCIAL CORPSF	Michael J ZimmermanDirector	1,900	—	—	16,900	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:26 pm EDT	VAIL RESORTS INCMTN	Patricia A CampbellPresident-Mountain Division	614	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	Philip B. DanieleSr. Vice President	5,450	—	—	5,450	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:27 pm EDT	VAIL RESORTS INCMTN	Robert A KatzChief Exec.Officer & Chairman, Director	7,518	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	Mark A. FinestoneExec. Vice President	7,800	—	—	7,800	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	William T GilesExecutive V.P. & CFO	8,200	—	—	8,200	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	Ronald B GriffinSr. Vice President & CIO	5,450	—	—	5,450	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	William R. HackneySr. Vice President	5,450	—	—	5,450	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	Thomas B NewbernExec. Vice President	7,800	—	—	7,800	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	Charles Pleas IIISr. VP & Controller	5,450	—	—	5,450	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:27 pm EDT	AUTOZONE INCAZO	William C Rhodes IIIChairman, President & CEO, Director	26,500	—	—	26,500	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:28 pm EDT	AUTOZONE INCAZO	Albert SaltielSr. Vice President	5,450	—	—	5,450	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:28 pm EDT	VAIL RESORTS INCMTN	Kirsten A. LynchEVP & Chief Marketing Officer	4,675	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:28 pm EDT	AUTOZONE INCAZO	Richard Craig SmithSr. Vice President	5,450	—	—	5,450	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:28 pm EDT	AUTOZONE INCAZO	Kristen C. WrightSr. VP, Sec. & Gen Counsel	5,450	—	—	5,450	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:28 pm EDT	VAIL RESORTS INCMTN	James C. O'DonnellEVP, Hospitality, Retail & RE	3,414	—	—	0	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:29 pm EDT	VAIL RESORTS INCMTN	David T ShapiroEVP, General Counsel & Sec.	506	—	—	0	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:30 pm EDT	Oxford Immunotec Global PLCOXFD	Peter Wrighton-SmithChief Executive Officer, Director	54,273	—	—	0	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:32 pm EDT	FARO TECHNOLOGIES INCFARO	Simon RaabPresident and CEO, Director	1,180	—	—	38,608	—
Sep 25, 2018 MForm 4 →	Sep 27, 4:34 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	2,000	—	—	317,000	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:39 pm EDT	COVANTA HOLDING CORPCVA	Owen MichaelsonDirector	3,609	—	—	3,609	—
Sep 26, 2018 MForm 4 →	Sep 27, 4:39 pm EDT	UNITEDHEALTH GROUP INCUNH	Richard T BurkeDirector	5,000	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:40 pm EDT	PDL BIOPHARMA, INC.PDLI	Jill M. JeneVP, Business Development	377,358	—	—	377,358	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:40 pm EDT	PDL BIOPHARMA, INC.PDLI	Peter S GarciaVice President, CFO	339,678	—	—	339,678	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:41 pm EDT	PDL BIOPHARMA, INC.PDLI	Christopher Lewis StoneVP, Gen. Counsel & Secretary	339,623	—	—	339,623	—
Sep 25, 2018 AForm 4 →	Sep 27, 4:42 pm EDT	PDL BIOPHARMA, INC.PDLI	Dominique MonnetPresident	1,479,944	—	—	1,479,944	—
Sep 26, 2018 AForm 4 →	Sep 27, 4:50 pm EDT	CURIS INCCRIS	James E DentzerPresident & CEO, Director	750,000	—	—	750,000	—
Sep 20, 2018 JForm 4 →	Sep 27, 5:02 pm EDT	ARC Group Worldwide, Inc.ARCW	Brian KnaleyOther	87,750	—	—	29,250	—	late
Sep 25, 2018 MForm 4 →	Sep 27, 5:16 pm EDT	CURO Group Holdings Corp.CURO	William C BakerEVP & Chief Operating Off.	56,844	—	—	0	—
Sep 25, 2018 MForm 4 →	Sep 27, 5:21 pm EDT	Sabre CorpSABR	Richard A SimonsonSenior Advisor	60,354	—	—	158,646	—
Sep 26, 2018 MForm 4 →	Sep 27, 5:25 pm EDT	NAVISTAR INTERNATIONAL CORPNAV	Persio V LisboaEVP & Chief Operating Officer	8,455	—	—	0	—
Sep 25, 2018 MForm 4 →	Sep 27, 5:38 pm EDT	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	151,941	—
Sep 25, 2018 AForm 4 →	Sep 27, 5:42 pm EDT	Syndax Pharmaceuticals IncSNDX	William MeuryDirector	35,000	—	—	35,000	—
Sep 25, 2018 AForm 4 →	Sep 27, 5:42 pm EDT	Syndax Pharmaceuticals IncSNDX	Jennifer JarrettDirector	35,000	—	—	35,000	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:48 pm EDT	SUTRO BIOPHARMA INCSTRO	Edward C AlbiniCFO and Secretary	150,654	—	—	21,522	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:49 pm EDT	SUTRO BIOPHARMA INCSTRO	Anik ShabbirChief Technical Ops. Officer	180,784	—	—	25,826	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:50 pm EDT	SUTRO BIOPHARMA INCSTRO	Michael DybbsDirector	26,033	—	—	26,033	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:51 pm EDT	SUTRO BIOPHARMA INCSTRO	Linda A FitzpatrickChief People & Comm. Officer	159,090	—	—	22,727	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:52 pm EDT	SUTRO BIOPHARMA INCSTRO	John Gordon FreundDirector, 10% Owner	26,033	—	—	26,033	—
Sep 26, 2018 MForm 4 →	Sep 27, 5:55 pm EDT	Turning Point Brands, Inc.TPB	James Michael MurraySenior VP, Business Planning	1,700	—	—	50,891	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:55 pm EDT	SUTRO BIOPHARMA INCSTRO	Trevor HallamChief Science Officer	245,178	—	—	13,774	—
Sep 26, 2018 AForm 4 →	Sep 27, 5:56 pm EDT	SUTRO BIOPHARMA INCSTRO	Daniel JanneyDirector, 10% Owner	26,033	—	—	26,033	—
Sep 25, 2018 MForm 4 →	Sep 27, 5:57 pm EDT	SYNAPTICS IncSYNA	Nelson C ChanDirector	6,000	—	—	0	—
Sep 25, 2018 AForm 4 →	Sep 27, 5:59 pm EDT	Entasis Therapeutics Holdings Inc.ETTX	Michael GutchCFO and Chief Business Officer	15,956	—	—	15,956	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:00 pm EDT	Entasis Therapeutics Holdings Inc.ETTX	Robin IsaacsChief Medical Officer	32,116	—	—	32,116	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:00 pm EDT	SUTRO BIOPHARMA INCSTRO	V Bryan LawlisDirector	26,033	—	—	26,033	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:01 pm EDT	Entasis Therapeutics Holdings Inc.ETTX	John Patrick MuellerChief Development Officer	7,265	—	—	7,265	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:01 pm EDT	SUTRO BIOPHARMA INCSTRO	Joseph M LobackiDirector	26,033	—	—	26,033	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:03 pm EDT	SUTRO BIOPHARMA INCSTRO	Arturo Molina M.D.Chief Medical Officer	180,784	—	—	25,826	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:03 pm EDT	SUTRO BIOPHARMA INCSTRO	William J NewellCEO & President, Director	530,302	—	—	75,757	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:04 pm EDT	SUTRO BIOPHARMA INCSTRO	Daniel H PetreeDirector	26,033	—	—	26,033	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:06 pm EDT	SUTRO BIOPHARMA INCSTRO	Michael Jay RossDirector, 10% Owner	26,033	—	—	26,033	—
Sep 26, 2018 AForm 4 →	Sep 27, 6:07 pm EDT	SUTRO BIOPHARMA INCSTRO	Stephen WorsleyChief Business Officer	203,056	—	—	203,056	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:07 pm EDT	Entasis Therapeutics Holdings Inc.ETTX	Ruben TommasiChief Scientific Officer	50,411	—	—	50,411	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:12 pm EDT	SCHOLASTIC CORPSCHL	Kenneth J ClearySVP, Chief Accounting Officer	8,540	—	—	8,540	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:13 pm EDT	SCHOLASTIC CORPSCHL	Iole LuccheseEVP, Chief Strategy Officer	8,540	—	—	8,540	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:14 pm EDT	SCHOLASTIC CORPSCHL	Judith NewmanEVP, President, Book Clubs	8,540	—	—	8,540	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:14 pm EDT	Entasis Therapeutics Holdings Inc.ETTX	Manoussos PerrosPresident and CEO, Director	79,698	—	—	79,698	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:15 pm EDT	SCHOLASTIC CORPSCHL	Andrews S HeddenEVP, General Counsel, Director	8,540	—	—	8,540	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:18 pm EDT	SCHOLASTIC CORPSCHL	Satbir BediEVP, Chief Technology Officer	8,540	—	—	8,540	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:18 pm EDT	SCHOLASTIC CORPSCHL	Alan J BoykoPresident, Schl Book Fairs	8,540	—	—	8,540	—
Sep 25, 2018 AMForm 4 →	Sep 27, 6:26 pm EDT	UNITED NATURAL FOODS INCUNFI	Eric ArtzDirector	7,875	—	—	2,625	—
Sep 25, 2018 ADForm 4 →	Sep 27, 6:27 pm EDT	UNITED NATURAL FOODS INCUNFI	Denise M. ClarkDirector	10,500	—	—	13,315	—
Sep 25, 2018 AMForm 4 →	Sep 27, 6:28 pm EDT	UNITED NATURAL FOODS INCUNFI	Daphne J DufresneDirector	7,875	—	—	2,625	—
Sep 25, 2018 AMForm 4 →	Sep 27, 6:28 pm EDT	UNITED NATURAL FOODS INCUNFI	Michael S FunkDirector	17,730	—	—	5,910	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:28 pm EDT	SCHOLASTIC CORPSCHL	Paul HukkanenChief Accounting Officer	1,877	—	—	1,877	—
Sep 25, 2018 AMForm 4 →	Sep 27, 6:29 pm EDT	UNITED NATURAL FOODS INCUNFI	James P HeffernanDirector	11,460	—	—	3,820	—
Sep 25, 2018 AMForm 4 →	Sep 27, 6:30 pm EDT	UNITED NATURAL FOODS INCUNFI	Peter RoyDirector	7,875	—	—	2,625	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:30 pm EDT	SCHOLASTIC CORPSCHL	Richard RobinsonCEO, Chairman and President, Director, 10% Owner	116,582	—	—	116,582	—
Sep 25, 2018 AMForm 4 →	Sep 27, 6:30 pm EDT	UNITED NATURAL FOODS INCUNFI	Bates Ann TorreDirector	9,225	—	—	3,075	—
Aug 9, 2018 AForm 4 →	Sep 27, 6:32 pm EDT	Monopar Therapeuticsno symbol	Andrew Paul MazarChief Scientific Officer, Director, 10% Owner	134,300	—	—	134,300	—	late
Aug 9, 2018 AForm 4 →	Sep 27, 6:35 pm EDT	Monopar Therapeuticsno symbol	Chandler RobinsonChief Executive Officer, Director, 10% Owner	145,500	—	—	145,500	—	late
Sep 25, 2018 AForm 4 →	Sep 27, 6:36 pm EDT	Telenav, Inc.TNAV	Philipp Wolfgang Josef KandalSVP of Engineering	50,000	—	—	30,000	—
Aug 9, 2018 AForm 4 →	Sep 27, 6:39 pm EDT	Monopar Therapeuticsno symbol	Christopher M StarrDirector	26,100	—	—	26,100	—	late
Sep 26, 2018 MForm 4 →	Sep 27, 6:40 pm EDT	SALESFORCE COM INCCRM	Alexandre DayonPres. & Chief Product Officer	4,606	—	—	98,117	—
Sep 25, 2018 AForm 4 →	Sep 27, 6:41 pm EDT	Telenav, Inc.TNAV	Hassan WahlaCo-Pres. Automotive Bus Unit	80,000	—	—	60,000	—
Aug 9, 2018 AForm 4 →	Sep 27, 6:42 pm EDT	Monopar Therapeuticsno symbol	Arthur J KlausnerDirector	26,100	—	—	26,100	—	late
Sep 25, 2018 MForm 4 →	Sep 27, 6:43 pm EDT	LendingClub CorpLC	Sameer GulatiChief Operations Officer	15,724	—	—	314,508	—
Aug 9, 2018 AForm 4 →	Sep 27, 6:45 pm EDT	Monopar Therapeuticsno symbol	Michael J BrownDirector, 10% Owner	26,100	—	—	26,100	—	late
Sep 26, 2018 MForm 4 →	Sep 27, 6:46 pm EDT	SALESFORCE COM INCCRM	Mark J HawkinsPresident and CFO	8,221	—	—	68,682	—
Aug 9, 2018 AForm 4 →	Sep 27, 6:49 pm EDT	Monopar Therapeuticsno symbol	Raymond AndersonDirector	26,100	—	—	26,100	—	late
Sep 25, 2018 AForm 4 →	Sep 27, 6:50 pm EDT	Telenav, Inc.TNAV	Salman DhananiCo-Pres. Automotive Bus Unit	100,000	—	—	70,000	—
Sep 25, 2018 MForm 4 →	Sep 27, 7:02 pm EDT	TherapeuticsMD, Inc.TXMD	John C.K. Milligan IVPresident/Secretary, Director	250,000	—	—	1,532,255	—
Aug 28, 2018 AForm 4/A →	Sep 27, 7:10 pm EDT	Monopar Therapeuticsno symbol	Kim R TsuchimotoChief Financial Officer	41,100	—	—	41,100	—
Sep 26, 2018 MForm 4 →	Sep 27, 7:11 pm EDT	Helmerich & Payne, Inc.HP	Hans HelmerichDirector	60,000	—	—	60,000	—	amended
Sep 25, 2018 AForm 4 →	Sep 27, 7:13 pm EDT	Telenav, Inc.TNAV	Lily ToyGeneral Counsel	40,000	—	—	30,000	—
Sep 25, 2018 MForm 4 →	Sep 27, 8:00 pm EDT	TRANSENTERIX INC.TRXC	Joseph P SlatteryEVP and CFO	4,924	—	—	257,285	—
Sep 26, 2018 AJForm 4 →	Sep 27, 8:03 pm EDT	SunCoke Energy Partners, L.P.SXCP	John W Somerhalder IIDirector	3,106	—	—	12,137	—
Sep 26, 2018 AJForm 4 →	Sep 27, 8:05 pm EDT	SunCoke Energy Partners, L.P.SXCP	Martha Z. CarnesDirector	1,421	—	—	3,902	—
Sep 26, 2018 AJForm 4 →	Sep 27, 8:07 pm EDT	SunCoke Energy Partners, L.P.SXCP	Alvin BledsoeDirector	1,173	—	—	4,585	—
Sep 26, 2018 AForm 4 →	Sep 27, 8:09 pm EDT	SunCoke Energy, Inc.SXC	Alvin BledsoeDirector	1,915	—	—	65,330	—
Sep 26, 2018 AForm 4 →	Sep 27, 8:13 pm EDT	SunCoke Energy, Inc.SXC	Susan R. LandahlDirector	2,394	—	—	10,261	—
Sep 26, 2018 AForm 4 →	Sep 27, 8:17 pm EDT	SunCoke Energy, Inc.SXC	James E SweetnamDirector	2,394	—	—	67,382	—
Sep 26, 2018 AForm 4 →	Sep 27, 8:18 pm EDT	SunCoke Energy, Inc.SXC	John W RoweDirector	2,394	—	—	65,520	—
Sep 25, 2018 AForm 4 →	Sep 27, 8:37 pm EDT	Genius Brands International, Inc.GNUS	Michael JaffaCorporate Secretary	85,088	—	—	85,088	—
Sep 25, 2018 AForm 4 →	Sep 27, 8:38 pm EDT	Genius Brands International, Inc.GNUS	Robert L. DentonChief Financial Officer	85,088	—	—	85,088	—
Sep 26, 2018 MForm 4 →	Sep 27, 9:12 pm EDT	VONAGE HOLDINGS CORPVG	John Joseph RobertsDirector	7,500	—	—	0	—
Sep 26, 2018 MForm 4 →	Sep 28, 11:13 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Richard J DalyCEO, Director	249,369	—	—	52,084	—
Sep 26, 2018 MForm 4 →	Sep 28, 11:33 am EDT	BRADY CORPBRC	Russell ShallerSRVP & Pres., Ident Solns	15,000	—	—	16,238	—
Sep 26, 2018 AForm 4 →	Sep 28, 11:37 am EDT	TUESDAY MORNING CORP/DETUES	Stacie ShirleyEVP, CFO, Treasurer	37,258	—	—	37,258	—
Sep 26, 2018 AForm 4 →	Sep 28, 11:38 am EDT	TUESDAY MORNING CORP/DETUES	Phillip D. HixonEVP, Store Operations	37,258	—	—	37,258	—
Sep 27, 2018 MForm 4 →	Sep 28, 1:27 pm EDT	Global Water Resources, Inc.GWRS	Jason ThunemanVice President	5,000	—	—	45,000	—
Sep 26, 2018 AForm 4 →	Sep 28, 1:31 pm EDT	TUESDAY MORNING CORP/DETUES	Belinda J. Byrd-RohlederSVP and GMM	17,742	—	—	17,742	—
Sep 28, 2018 AForm 4 →	Sep 28, 1:41 pm EDT	SANUWAVE Health, Inc.SNWW	Lisa E SundstromCFO	750,000	—	—	750,000	—
Sep 20, 2018 AForm 4 →	Sep 28, 1:56 pm EDT	SANUWAVE Health, Inc.SNWW	Shri P. ParikhPresident	1,000,000	—	—	1,000,000	—	late
Sep 20, 2018 AForm 4 →	Sep 28, 1:58 pm EDT	SANUWAVE Health, Inc.SNWW	Kevin A Richardson IIDirector	1,100,000	—	—	1,100,000	—	late
Sep 20, 2018 AForm 4 →	Sep 28, 2:01 pm EDT	SANUWAVE Health, Inc.SNWW	Alan L RubinoDirector	350,000	—	—	350,000	—	late
Sep 20, 2018 AForm 4 →	Sep 28, 2:06 pm EDT	SANUWAVE Health, Inc.SNWW	John Fritzen NemelkaDirector	350,000	—	—	350,000	—	late
Sep 20, 2018 AForm 4 →	Sep 28, 2:13 pm EDT	SANUWAVE Health, Inc.SNWW	Anthony Michael StolarskiDirector	350,000	—	—	350,000	—	late
Sep 26, 2018 AForm 4 →	Sep 28, 2:18 pm EDT	SAExploration Holdings, Inc.SAEX	Jeff HastingsChairman and CEO, Director	1,000,000	—	—	1,000,000	—
Sep 26, 2018 GForm 4 →	Sep 28, 2:41 pm EDT	BERKSHIRE HATHAWAY INCBRK.A	Charles T MungerVice Chairman, Director	214	—	—	4,538	—
Sep 26, 2018 AForm 4 →	Sep 28, 3:47 pm EDT	WORTHINGTON INDUSTRIES INCWOR	Catherine M LyttleVice President-Communications	1,700	—	—	1,700	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.