Insider · CIK 0001198860

Richard J Daly

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $158.8M · 19net −$158.8M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 5, 2018 SForm 4 →	Oct 9, 12:17 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	67,974	$126.61	$8,606,508	233,673	−22.5%	plan?
Sep 26, 2018 SForm 4 →	Sep 28, 11:13 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	210,188	$132.14	$27,774,377	301,647	−41.1%	plan?
Sep 26, 2018 MForm 4 →	Sep 28, 11:13 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	249,369	$51.32	$12,798,471	406,647	—	plan?
Sep 25, 2018 SForm 4 →	Sep 27, 2:41 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	47,192	$134.11	$6,328,990	9,485	−83.3%	plan?
Sep 11, 2018 GForm 4 →	Sep 27, 2:41 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	56,158	—	—	0	—	plan? late
Aug 2, 2018 AForm 4 →	Aug 6, 12:25 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	45,177	—	—	269,358	—	plan?
Apr 2, 2018 SForm 4 →	Apr 4, 3:14 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	202,387	$107.41	$21,738,463	224,181	−47.4%	plan?
Apr 2, 2018 MForm 4 →	Apr 4, 3:14 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	246,486	$32.18	$7,931,090	250,181	—	plan?
Apr 2, 2018 FForm 4 →	Apr 3, 3:39 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	22,913	$109.69	$2,513,327	180,082	—	plan?
Oct 10, 2017 SForm 4 →	Oct 12, 11:58 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	94,039	$81.95	$7,706,026	177,951	−34.6%	plan?
Aug 2, 2017 AForm 4 →	Aug 2, 3:51 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	46,788	—	—	271,990	—	plan?
Apr 3, 2017 FForm 4 →	Apr 5, 1:46 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	22,807	$67.95	$1,549,736	225,202	—	plan?
Sep 29, 2016 SForm 4 →	Sep 30, 10:18 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	6,095	$68.13	$415,271	248,009	−2.40%	plan?
Sep 29, 2016 MForm 4 →	Sep 30, 10:18 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	7,284	$22.27	$162,215	254,104	—	plan?
Sep 27, 2016 SForm 4 →	Sep 29, 11:22 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	201,460	$69.11	$13,923,807	246,820	−44.9%	plan?
Sep 27, 2016 MForm 4 →	Sep 29, 11:22 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	240,914	$22.33	$5,379,171	307,620	—	plan?
Sep 23, 2016 SForm 4 →	Sep 27, 2:34 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	244,935	$69.36	$16,989,547	5,445	−97.8%	plan?
Sep 23, 2016 MForm 4 →	Sep 27, 2:34 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	284,620	$24.59	$6,998,354	393,643	—	plan?
Sep 21, 2016 SForm 4 →	Sep 23, 1:07 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	125,652	$69.58	$8,742,998	7,817	−94.1%	plan?
Sep 21, 2016 MForm 4 →	Sep 23, 1:07 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	58,670	$25.67	$1,506,059	189,724	—	plan?
Sep 19, 2016 SForm 4 →	Sep 21, 2:08 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	103,823	$68.80	$7,142,974	204,663	−33.7%	plan?
Aug 19, 2016 GForm 4 →	Aug 23, 5:36 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	81,780	—	—	0	—	plan?
Aug 2, 2016 AForm 4 →	Aug 2, 12:25 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	49,999	—	—	344,809	—	plan?
May 2, 2016 DForm 4 →	May 4, 5:20 pm EDT	ADT CorpADT	10,987	—	—	0	—	plan?
Apr 1, 2016 FForm 4 →	Apr 5, 5:32 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	33,226	$59.42	$1,974,289	294,810	—	plan?
Feb 17, 2016 AForm 4 →	Feb 19, 4:40 pm EST	ADT CorpADT	17	—	—	10,987	—	plan?
Nov 18, 2015 AForm 4 →	Nov 20, 4:39 pm EST	ADT CorpADT	19	—	—	10,970	—	plan?
Oct 20, 2015 SForm 4 →	Oct 20, 3:12 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	15,520	$58.24	$903,891	328,036	−4.52%	plan?
Oct 20, 2015 MForm 4 →	Oct 20, 3:12 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	18,375	$23.53	$432,364	343,556	—	plan?
Oct 16, 2015 SForm 4 →	Oct 20, 11:41 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	92,564	$58.39	$5,405,092	325,181	−22.2%	plan?
Oct 16, 2015 MForm 4 →	Oct 20, 11:41 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	108,125	$23.53	$2,544,181	397,418	—	plan?
Oct 7, 2015 MForm 4 →	Oct 8, 3:01 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	126,500	$21.39	$2,705,835	314,801	—	plan?
Oct 6, 2015 SForm 4 →	Oct 8, 3:01 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	170,922	$56.55	$9,665,490	309,620	−35.6%	plan?
Oct 5, 2015 SForm 4/A →	Oct 7, 3:07 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	117,790	$57.42	$6,763,926	354,042	−25.0%	plan?
Oct 5, 2015 SForm 4 →	Oct 6, 5:23 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	117,790	$57.42	$6,763,926	354,042	−25.0%	plan? amended
Aug 19, 2015 AForm 4 →	Aug 21, 3:19 pm EDT	ADT CorpADT	19	—	—	10,951	—	plan?
Aug 6, 2015 AForm 4/A →	Oct 6, 4:47 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	69,192	—	—	471,832	—	plan?
Aug 6, 2015 AForm 4 →	Aug 10, 11:22 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	69,192	—	—	424,915	—	plan? amended
Jun 25, 2015 SForm 4 →	Jun 26, 10:29 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	4,000	$51.66	$206,648	20,000	−16.7%	plan?
Jun 11, 2015 SForm 4 →	Jun 15, 5:59 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	204,209	$52.37	$10,694,405	355,723	−36.5%	plan?
Jun 11, 2015 MForm 4 →	Jun 15, 5:59 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	236,670	$22.62	$5,353,973	390,223	—	plan?
Jun 10, 2015 SForm 4 →	Jun 11, 10:19 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	66,899	$52.93	$3,541,038	323,262	−17.1%	plan?
Jun 10, 2015 MForm 4 →	Jun 11, 10:19 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	77,930	$21.87	$1,704,329	390,161	—	plan?
May 20, 2015 AForm 4 →	May 22, 1:12 pm EDT	ADT CorpADT	17	—	—	10,932	—	plan?
Apr 7, 2015 SForm 4 →	Apr 8, 11:52 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	18,000	$55.15	$992,627	22,000	−45.0%	plan?
Apr 3, 2015 FForm 4 →	Apr 7, 10:43 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	42,929	$54.90	$2,356,802	312,231	—	plan?
Mar 19, 2015 SForm 4 →	Mar 23, 2:59 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	24,000	$53.97	$1,295,330	31,000	−43.6%	plan?
Mar 17, 2015 AForm 4 →	Mar 18, 5:25 pm EDT	ADT CorpADT	3,046	—	—	10,915	—	plan?
Feb 18, 2015 AForm 4 →	Feb 20, 11:25 am EST	ADT CorpADT	23	—	—	7,869	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Feb 11, 2019 AForm 4 →	Feb 12, 2:44 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	147,120	—	—	147,120	—
Sep 26, 2018 MForm 4 →	Sep 28, 11:13 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	249,369	—	—	52,084	—
Apr 2, 2018 MForm 4 →	Apr 4, 3:14 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	246,486	—	—	0	—
Feb 12, 2018 AForm 4 →	Feb 14, 2:35 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	143,266	—	—	143,266	—
Feb 10, 2017 AForm 4 →	Feb 13, 11:25 am EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	170,986	—	—	170,986	—
Sep 29, 2016 MForm 4 →	Sep 30, 10:18 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	7,284	—	—	80,374	—
Sep 27, 2016 MForm 4 →	Sep 29, 11:22 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	240,914	—	—	87,658	—
Sep 23, 2016 MForm 4 →	Sep 27, 2:34 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	284,620	—	—	7,079	—
Sep 21, 2016 MForm 4 →	Sep 23, 1:07 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	58,670	—	—	67,830	—
Feb 8, 2016 AForm 4 →	Feb 9, 2:29 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	186,240	—	—	186,240	—
Oct 20, 2015 MForm 4 →	Oct 20, 3:12 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	18,375	—	—	0	—
Oct 16, 2015 MForm 4 →	Oct 20, 11:41 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	108,125	—	—	18,375	—
Oct 7, 2015 MForm 4 →	Oct 8, 3:01 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	126,500	—	—	0	—
Jun 11, 2015 MForm 4 →	Jun 15, 5:59 pm EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	236,670	—	—	0	—
Jun 10, 2015 MForm 4 →	Jun 11, 10:19 am EDT	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	77,930	—	—	36,670	—
Feb 9, 2015 AForm 4 →	Feb 11, 4:12 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	208,333	—	—	208,333	—