SEC Form 4 · accession 0001225208-15-009702
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Daly
Officer — President and CEO · Director
Period of report
Apr 3, 2015
Accepted (ET)
Apr 7, 2015 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2015 | F | 42,929 | $54.90 | D | 312,231 | D | |
| Common Stock | holding | — | — | — | 31,000 | I | by The EED 2012 Trust | |
| Common Stock | holding | — | — | — | 31,000 | I | by The KLD 2012 Trust | |
| Common Stock | holding | — | — | — | 124,907 | I | by The RD 2014 GRAT |
Table II — derivative securities
No Table II lines on this filing.