SEC Form 4 · accession 0001225208-18-007119
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Daly
Officer — CEO · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 2, 2018 | F | 22,913 | $109.69 | D | 180,082 | D | |
| Common Stock | holding | — | — | — | 20,000 | I | by The EED 2012 Trust | |
| Common Stock | holding | — | — | — | 5,445 | I | by The EED 2014 Trust | |
| Common Stock | holding | — | — | — | 20,000 | I | by The KLD 2012 Trust | |
| Common Stock | holding | — | — | — | 5,445 | I | by The KLD 2014 Trust | |
| Common Stock | holding | — | — | — | 48,379 | I | by The RD 2016 GRAT |
Table II — derivative securities
No Table II lines on this filing.