SEC Form 4 · accession 0001654954-18-010617
SANUWAVE Health, Inc. · SNWV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa E Sundstrom
Officer — CFO
Period of report
Sep 20, 2018
Accepted (ET)
Sep 28, 2018 · 1:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001417663
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.21 | Sep 28, 2018 | A | 750,000 | A | — | Sep 20, 2028 | Common Stock, $0.001 par value | 750,000 | 750,000 | D |
Explanation of responses
- F1This warrant is exercisable at date of issuance, September 20, 2018.