SEC Form 4 · accession 0001209191-18-052507
Helmerich & Payne, Inc. · HP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Hans Helmerich
Director
Period of report
Sep 26, 2018
Accepted (ET)
Sep 27, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2018 | G | 1,750 | $0.00 | D | 1,514,165 | I | Family Trust |
| Common Stock | Sep 26, 2018 | M | 60,000 | $21.065 | A | 820,203 | D | |
| Common Stock | Sep 26, 2018 | F | 34,785 | $68.45 | D | 785,418 | D | |
| Common Stock | holding | — | — | — | 120,000 | I | Saddleridge, LLC | |
| Common StockF1 | holding | — | — | — | 27,470 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 4,000 | I | By LLC | |
| Common StockF1 | holding | — | — | — | 40,000 | I | Family Holding Company | |
| Common Stock | holding | — | — | — | 21,324 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 67,100 | I | Children's Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $21.065 | Sep 26, 2018 | M | 60,000 | A | Dec 2, 2009 | Dec 2, 2018 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or otherwise.
- F2The options vest over 4 years in 25% increments. The noted date represents the date options first began to vest.