SEC Form 4 · accession 0001104659-18-059341
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Belinda J. Byrd-Rohleder
Officer — SVP and GMM
Period of report
Sep 26, 2018
Accepted (ET)
Sep 28, 2018 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 26, 2018 | A | 6,250 | $0.00 | A | 46,138 | D | |
| Common StockF2 | Sep 26, 2018 | A | 9,314 | $0.00 | A | 55,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option(right to buyF3 | $3.25 | Sep 26, 2018 | A | 17,742 | A | — | Sep 26, 2028 | Common Stock | 17,742 | 17,742 | D |
Explanation of responses
- F1The 6,250 shares represent shares of time-vesting restricted stock granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in equal installments on September 26, 2019, September 26, 2020, September 26, 2021 and September 26, 2022.
- F2The 9,314 shares represent shares of performance-based restricted stock granted pursuant to the Company's 2014 Long-Term Incentive Plan. Subject to the satisfaction of certain performance criteria, the restricted stock will vest on September 26, 2021. Reflects the maximum number of shares that may vest.
- F3The options were granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in equal installments on September 19, 2018, September 19, 2019, September 19, 2020 and September 19, 2021.