SEC Form 4 · accession 0001179110-18-011689
ARC Group Worldwide, Inc. · ARCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Knaley
Other
Period of report
Sep 20, 2018
Accepted (ET)
Sep 27, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | P | 5,000 | $2.07 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $2.35 | Sep 20, 2018 | J | 87,750 | D | May 14, 2018 | May 14, 2025 | Common Stock | 87,750 | 29,250 | D |
Explanation of responses
- F1On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options pursuant to which twenty-five percent (25%) of such Stock Options vested on the date of grant and remain exercisable. The balance of 87,750 options terminated on September 20, 2018 upon the cessation of employment of the reporting person by the issuer.