SEC Form 4 · accession 0001020859-18-000125
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Roy
Director
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2018 | M | 2,625 | $0.00 | A | 36,529 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Sep 25, 2018 | A | 5,250 | A | — | — | Common Stock | 5,250 | 5,250 | D |
| Restricted Stock UnitF1 | — | Sep 25, 2018 | M | 2,625 | D | — | — | Common Stock | 2,625 | 2,625 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant.