SEC Form 4 · accession 0001209191-18-052472
CURO Group Holdings Corp. · CURO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Baker
Officer — EVP & Chief Operating Off.
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001711291
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 25, 2018 | M | 51,168 | $0.85 | A | 183,699 | D | |
| Common StockF1,F3,F2 | Sep 25, 2018 | S | 51,168 | $31.5712 | D | 132,531 | D | |
| Common StockF1,F2 | Sep 26, 2018 | M | 5,676 | $0.85 | A | 138,207 | D | |
| Common StockF1,F4,F2 | Sep 26, 2018 | S | 5,676 | $31.1787 | D | 132,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1,F5 | $0.85 | Sep 25, 2018 | M | 51,168 | D | — | Jan 1, 2019 | Common Stock | 51,168 | 5,676 | D |
| Stock option (right to buy)F1,F5 | $0.85 | Sep 26, 2018 | M | 5,676 | D | — | Jan 1, 2019 | Common Stock | 5,676 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 2, 2018.
- F2Includes 132,531 shares of common stock underlying restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal installments on each of December 31, 2018, 2019 and 2020.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.0000 to $32.0500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.3800 to $31.6900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F5The option was immediately exercisable.