SEC Form 4 · accession 0001020859-18-000123
UNITED NATURAL FOODS INC · UNFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Funk
Director
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020859
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2018 | M | 5,910 | $0.00 | A | 50,656 | D | |
| Common Stock | Sep 25, 2018 | F | 2,044 | $30.87 | D | 48,612 | D | |
| Common StockF1 | holding | — | — | — | 4,227 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Sep 25, 2018 | A | 11,820 | A | — | — | Common Stock | 11,820 | 11,820 | D |
| Restricted Stock UnitF2 | — | Sep 25, 2018 | M | 5,910 | D | — | — | Common Stock | 5,910 | 5,910 | D |
Explanation of responses
- F1Represents 4,227 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 26, 2018.
- F2Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. The restricted stock units vest as follows: one-half on the date of grant and the remaining one-half on the 6 month anniversary of the date of grant.