SEC Form 4 · accession 0001683168-18-002879
Kartoon Studios, Inc. · TOON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Jaffa
Officer — Corporate Secretary
Period of report
Sep 25, 2018
Accepted (ET)
Sep 27, 2018 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001355848
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $2.09 | Sep 25, 2018 | A | 85,088 | A | — | Sep 25, 2023 | Common Stock | 85,088 | 85,088 | D |
Explanation of responses
- F1The stock options shall vest over three years follows: options to purchase 28,363 shares shall vest on April 18, 2019, 28,363 shares shall vest on April 18, 2020 and 28,362 shares shall vest on April 18, 2021.