Daily feed · SEC Form 4 filings

Stock options and other derivative activity — May 24, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

236 filings · trading day May 24, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 23, 2018 SForm 4 →	May 24, 2:55 pm EDT	Hyatt Hotels CorpH	ANTHONY PRITZKER FAMILY FOUNDATIONOther	300,000	$81.03	$24,310,380	1,408,000	—
May 21, 2018 MForm 4 →	May 23, 4:55 pm EDT	MEDNAX, INC.MD	Vivian Lopez-BlancoChief Financial Officer	40,000	$25.14	$1,005,600	0	—
May 22, 2018 MForm 4 →	May 23, 4:05 pm EDT	SIRIUS XM HOLDINGS INC.(SIRI)	James MooneyDirector	312,894	$2.97	$929,849	0	—
May 21, 2018 MForm 4 →	May 23, 4:09 pm EDT	HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG	Brion S JohnsonExecutive Vice President	11,568	$24.15	$279,367	11,569	—
May 21, 2018 MForm 4 →	May 23, 4:40 pm EDT	FEDERAL AGRICULTURAL MORTGAGE CORPAGM	Robert Dale LynchEVP - Chief Financial Officer	5,430	$33.90	$184,077	0	—
May 23, 2018 AForm 4 →	May 24, 1:43 pm EDT	ONEOK INC /NEW/OKE	Jim W MoggDirector	2,585	$66.73	$172,497	69,707	—
May 21, 2018 FForm 4 →	May 23, 5:00 pm EDT	FNB BANCORP/CA/FNBG	Thomas G AtwoodDirector, 10% Owner	9,806	$17.35	$170,121	0	—
May 10, 2018 SForm 4 →	May 23, 7:31 pm EDT	MONARCH CASINO & RESORT INCMCRI	Edwin S. KoenigCAO	3,333	$44.06	$146,852	6,667	—	late
May 22, 2018 AForm 4 →	May 23, 4:19 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Gary ShorbDirector	1,593	$89.83	$143,099	13,722	—
May 22, 2018 AForm 4 →	May 23, 4:35 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Russell R FrenchDirector	1,592	$89.83	$143,009	4,803	—
May 22, 2018 AForm 4 →	May 23, 4:38 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	David P StockertDirector	1,589	$89.83	$142,740	3,724	—
May 21, 2018 MForm 4 →	May 23, 4:39 pm EDT	FEDERAL AGRICULTURAL MORTGAGE CORPAGM	Brian M BrinchSVP-Business Strategy	4,000	$35.60	$142,400	0	—
May 23, 2018 AForm 4 →	May 24, 1:27 pm EDT	ONEOK INC /NEW/OKE	Brian L DerksenDirector	2,023	$66.73	$134,995	10,930	—
May 23, 2018 AForm 4 →	May 24, 1:34 pm EDT	ONEOK INC /NEW/OKE	John William GibsonChairman of the Board, Director	2,023	$66.73	$134,995	15,239	—
May 23, 2018 AForm 4 →	May 24, 1:46 pm EDT	ONEOK INC /NEW/OKE	Pattye L MooreDirector	2,023	$66.73	$134,995	117,037	—
May 22, 2018 AForm 4 →	May 23, 4:30 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Claude B NielsenDirector	1,391	$89.83	$124,954	9,096	—
May 23, 2018 CMForm 4 →	May 23, 7:27 pm EDT	RingCentral IncRNG	David SipesChief Operating Officer	23,400	$15.77	$123,006	0	—
May 22, 2018 MForm 4 →	May 23, 4:56 pm EDT	MEDNAX, INC.MD	John C PepiaPrincipal Accounting Officer	3,000	$27.72	$83,145	0	—
May 21, 2018 MForm 4 →	May 23, 6:05 pm EDT	STAMPS.COM INCSTMP	John Roland ClemChief Product & Strategy Offic	2,200	$32.41	$71,302	153,337	—
May 22, 2018 AForm 4 →	May 23, 5:34 pm EDT	RAVEN INDUSTRIES INCRAVN	Kevin T. KirbyDirector	1,793	$39.05	$70,000	22,818	—
May 23, 2018 AForm 4 →	May 24, 1:52 pm EDT	ONEOK INC /NEW/OKE	Eduardo A RodriguezDirector	1,011	$66.73	$67,464	7,533	—
May 23, 2018 MForm 4 →	May 24, 9:29 am EDT	MSA Safety IncMSA	Douglas K McClaineSr. Vice President/Secretary	1,730	$24.63	$42,610	0	—
May 22, 2018 MForm 4 →	May 23, 4:36 pm EDT	INTL FCSTONE INC.INTL	Patricia Marie HarrodOther	2,000	$20.54	$41,080	0	—
May 23, 2018 MForm 4 →	May 24, 1:01 pm EDT	Sound Financial Bancorp, Inc.SFBC	David S Haddad Jr.Director	3,246	$9.07	$29,425	0	—
May 21, 2018 CMForm 4 →	May 23, 7:40 pm EDT	RingCentral IncRNG	Vladimir Shmunis +5CEO & Chairman, Director, 10% Owner	72,168	$1.10	$26,462	0	—
May 22, 2018 AForm 4 →	May 23, 4:26 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Alan B Graf Jr.Director	285	$89.83	$25,602	27,485	—
May 22, 2018 AForm 4 →	May 23, 4:28 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Philip W NorwoodDirector	250	$89.83	$22,458	16,570	—
May 22, 2018 PForm 4 →	May 24, 3:32 pm EDT	Evofem Biosciences, Inc.EVFM	Invesco Ltd.10% Owner	2,127,659	$0.01	$21,277	2,127,659	—
May 23, 2018 CMForm 4 →	May 23, 7:05 pm EDT	RingCentral IncRNG	Mitesh DhruvChief Financial Officer	9,000	$6.78	$20,340	0	—
May 22, 2018 AForm 4 →	May 23, 4:40 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	William Reid SandersDirector	219	$89.83	$19,673	6,869	—
May 22, 2018 AForm 4 →	May 23, 4:24 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Monica Houle McGurkDirector	209	$89.83	$18,774	4,318	—
May 22, 2018 MForm 4 →	May 24, 10:50 am EDT	UNITY BANCORP INC /NJ/UNTY	John J KauchakEVP/COO	5,000	$3.62	$18,100	89,800	—
May 22, 2018 AForm 4 →	May 23, 4:43 pm EDT	MID AMERICA APARTMENT COMMUNITIES INC.MAA	Thomas H LowderDirector	199	$89.83	$17,876	1,752	—
May 21, 2018 DForm 4 →	May 23, 4:02 pm EDT	CommerceHub, Inc.CHUBA	Richard Warren JonesCTO	884,521	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:03 pm EDT	ENVESTNET, INC.ENV	Shelly O'BrienChief Legal Officer	4,000	—	—	2,732	—
May 21, 2018 DForm 4 →	May 23, 4:03 pm EDT	CommerceHub, Inc.CHUBA	Chad HollingsworthDirector	9,398	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:06 pm EDT	Foundation Medicine, Inc.FMI	Vincent A. MillerChief Medical Officer	1,570	—	—	0	—
May 21, 2018 DForm 4 →	May 23, 4:07 pm EDT	CommerceHub, Inc.CHUBA	Mike TrimarchiCFO & Chief Commercial Officer	173,463	—	—	0	—
May 21, 2018 DForm 4 →	May 23, 4:08 pm EDT	CommerceHub, Inc.CHUBA	Brian J WendlingDirector	19,081	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:08 pm EDT	Aptevo Therapeutics Inc.APVO	Marvin L WhitePresident and CEO, Director	35,644	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 4:08 pm EDT	SCHWAB CHARLES CORPSCHW	Bernard J. ClarkEVP - Advisor Services	29,678	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 4:08 pm EDT	SCHWAB CHARLES CORPSCHW	Walter W BettingerPresident and CEO, Director	251,300	—	—	33,770	—
May 22, 2018 MForm 4 →	May 23, 4:09 pm EDT	GSI TECHNOLOGY INCGSIT	Douglas SchirleCFO	20,625	—	—	0	—
May 21, 2018 FMForm 4 →	May 23, 4:11 pm EDT	LogMeIn, Inc.LOGM	W. Sean FordChief Marketing Officer	3,334	—	—	0	—
May 21, 2018 DForm 4 →	May 23, 4:12 pm EDT	CommerceHub, Inc.CHUBA	John HinkleCIO/CISO & EVP Technical Ops	167,674	—	—	0	—
May 21, 2018 FMForm 4 →	May 23, 4:12 pm EDT	LogMeIn, Inc.LOGM	William Raymond WagnerPresident & CEO, Director	31,667	—	—	0	—
May 21, 2018 FMForm 4 →	May 23, 4:13 pm EDT	LogMeIn, Inc.LOGM	Michael J DonahueSVP and General Counsel	5,000	—	—	0	—
May 21, 2018 DForm 4 →	May 23, 4:13 pm EDT	CommerceHub, Inc.CHUBA	Doug WolfsonGeneral Counsel/Secretary	265,763	—	—	0	—
May 21, 2018 DForm 4 →	May 23, 4:13 pm EDT	CommerceHub, Inc.CHUBA	Richard N BaerDirector	49,049	—	—	0	—
May 21, 2018 FMForm 4 →	May 23, 4:13 pm EDT	LogMeIn, Inc.LOGM	Edward K. HerdiechChief Financial Officer	31,667	—	—	0	—
May 21, 2018 FMForm 4 →	May 23, 4:15 pm EDT	LogMeIn, Inc.LOGM	Lawrence M. D'AngeloSVP, Global Sales	5,000	—	—	0	—
May 22, 2018 AForm 4 →	May 23, 4:16 pm EDT	GENWORTH FINANCIAL INCGNW	Thomas J McInerneyPresident and CEO; Director, Director	739,000	—	—	739,000	—
May 21, 2018 DForm 4 →	May 23, 4:16 pm EDT	CommerceHub, Inc.CHUBA	Francis J PooreCEO/President, Director	3,069,748	—	—	0	—
May 22, 2018 AForm 4 →	May 23, 4:16 pm EDT	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	David BotsteinDirector	25,000	—	—	25,000	—
May 22, 2018 AForm 4 →	May 23, 4:17 pm EDT	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	William W. EricsonDirector	25,000	—	—	25,000	—
May 22, 2018 AForm 4 →	May 23, 4:18 pm EDT	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	Randall S LivingstonDirector	25,000	—	—	25,000	—
May 22, 2018 AForm 4 →	May 23, 4:18 pm EDT	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	John F MilliganDirector	25,000	—	—	25,000	—
May 21, 2018 CForm 4 →	May 23, 4:19 pm EDT	Dolby Laboratories, Inc.DLB	Dagmar Dolby10% Owner	100,000	—	—	267,439	—
May 22, 2018 AForm 4 →	May 23, 4:19 pm EDT	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	Marshall MohrDirector	25,000	—	—	25,000	—
May 22, 2018 AForm 4 →	May 23, 4:20 pm EDT	VIVEVE MEDICAL, INC.VIVE	Daniel JanneyDirector	17,500	—	—	17,500	—
May 22, 2018 AForm 4 →	May 23, 4:20 pm EDT	VIVEVE MEDICAL, INC.VIVE	Arlene MorrisDirector	17,500	—	—	17,500	—
May 22, 2018 AForm 4 →	May 23, 4:20 pm EDT	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	Lucy ShapiroDirector	25,000	—	—	25,000	—
May 22, 2018 AForm 4 →	May 23, 4:20 pm EDT	VIVEVE MEDICAL, INC.VIVE	Jon M PlexicoDirector, 10% Owner	17,500	—	—	17,500	—
May 22, 2018 AForm 4 →	May 23, 4:20 pm EDT	VIVEVE MEDICAL, INC.VIVE	Debora JornDirector	17,500	—	—	17,500	—
May 11, 2018 AMForm 4 →	May 23, 4:21 pm EDT	SUNPOWER CORPSPWR	Thomas R McDanielDirector	17,222	—	—	0	—	late
May 22, 2018 MForm 4 →	May 23, 4:21 pm EDT	HUBSPOT INCHUBS	John KinzerChief Financial Officer	208	—	—	1,667	—
May 22, 2018 AMForm 4 →	May 23, 4:21 pm EDT	SIGA TECHNOLOGIES INCSIGA	Joseph W Marshall IIIDirector	30,000	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 4:23 pm EDT	SIGA TECHNOLOGIES INCSIGA	Paul G SavasDirector	30,000	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 4:25 pm EDT	SIGA TECHNOLOGIES INCSIGA	Michael C. PlanskyDirector	30,000	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:26 pm EDT	QUAKER CHEMICAL CORPKWR	D Jeffry BenolielVP - MW, Can and Mining	6,116	—	—	1,458	—
May 22, 2018 AMForm 4 →	May 23, 4:26 pm EDT	SIGA TECHNOLOGIES INCSIGA	James AntalDirector	30,000	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 4:27 pm EDT	SIGA TECHNOLOGIES INCSIGA	Thomas E ConstanceDirector	30,000	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 4:28 pm EDT	SIGA TECHNOLOGIES INCSIGA	Jeffrey B KindlerDirector	30,000	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 4:30 pm EDT	SIGA TECHNOLOGIES INCSIGA	Michael J BayerDirector	30,000	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 4:31 pm EDT	Pure Storage, Inc.PSTG	Scott DietzenDirector	125,000	—	—	5,056,083	—
May 21, 2018 MForm 4 →	May 23, 4:38 pm EDT	Emerald Expositions Events, Inc.EEX	David GoslingSVP, GC & Secretary	13,906	—	—	11,583	—
May 21, 2018 MForm 4 →	May 23, 4:44 pm EDT	FAIRMOUNT SANTROL HOLDINGS INC.FMSA	Michael F BiehlEVP,CFO,Asst. Sec & Treasurer	50,616	—	—	85,268	—
May 22, 2018 MForm 4 →	May 23, 4:45 pm EDT	NETFLIX INCNFLX	Leslie J KilgoreDirector	560	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 4:45 pm EDT	NIKE INCNKE	Eric D SprunkCHIEF OPERATING OFFICER	45,000	—	—	45,000	—
May 22, 2018 CForm 4 →	May 23, 4:46 pm EDT	FIRST DATA CORPFDC	Frank BisignanoChief Executive Officer, Director	17,697	—	—	1,810,822	—
May 21, 2018 MForm 4 →	May 23, 4:46 pm EDT	BLACKLINE, INC.BL	Chris MurphyChief Revenue Officer	15,000	—	—	420,000	—
May 21, 2018 MForm 4 →	May 23, 4:47 pm EDT	Viacom Inc.VIA, VIAB	Robert M BakishPresident and CEO, Director	3,552	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:47 pm EDT	Aon plcAON	John ZernCEO, Aon Global Health	302	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:48 pm EDT	SURMODICS INCSRDX	Jose H BedoyaDirector	11,450	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:48 pm EDT	Viacom Inc.VIA, VIAB	Christa A DalimonteEVP, General Counsel & Secy	444	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:49 pm EDT	Aon plcAON	Caroline GraceCEO, Global Retirement & Inves	755	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:50 pm EDT	Viacom Inc.VIA, VIAB	Wade DavisEVP, CFO	2,132	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:51 pm EDT	Viacom Inc.VIA, VIAB	Charest Katherine GillSVP, Controller	533	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:52 pm EDT	Aon plcAON	Michael NellerPrincipal Accounting Officer	453	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 4:53 pm EDT	Viacom Inc.VIA, VIAB	DeDe LeaEVP, Global Government Affairs	1,244	—	—	0	—
May 16, 2017 AForm 4/A →	May 23, 2018, 4:53 pm EDT	NII HOLDINGS INCNIHD	Roberto RittesCEO, Nextel Brazil	1,000,000	—	—	1,000,000	—
May 21, 2018 AMForm 4 →	May 23, 4:56 pm EDT	NII HOLDINGS INCNIHD	Roberto RittesCEO, Nextel Brazil	517,504	—	—	258,752	—
May 21, 2018 AForm 4 →	May 23, 4:57 pm EDT	NII HOLDINGS INCNIHD	Shana C SmithVP, General Counsel & Corp Sec	212,671	—	—	212,671	—
May 21, 2018 AForm 4 →	May 23, 4:57 pm EDT	NII HOLDINGS INCNIHD	Daniel E FreimanVP and CFO	212,671	—	—	212,671	—
May 21, 2018 AForm 4 →	May 23, 4:58 pm EDT	NII HOLDINGS INCNIHD	Timothy M MulieriVP, Corporate Controller	91,127	—	—	91,127	—
May 21, 2018 MForm 4 →	May 23, 4:59 pm EDT	DowDuPont Inc.DWDP	Andrew N LiverisOther	100,000	—	—	709,100	—
May 21, 2018 MForm 4 →	May 23, 5:03 pm EDT	BankUnited, Inc.BKU	Rajinder P SinghPresident and CEO, Director	92,578	—	—	747,509	—
May 21, 2018 AForm 4 →	May 23, 5:04 pm EDT	TREVENA INCTRVN	Mark DemitrackSr VP & Chief Medical Officer	200,000	—	—	200,000	—
May 21, 2018 MForm 4 →	May 23, 5:05 pm EDT	VIVUS INCVVUS	Herm RosenmanDirector	75,000	—	—	75,000	—
May 22, 2018 MForm 4 →	May 23, 5:05 pm EDT	ZIMMER BIOMET HOLDINGS, INC.ZBH	Katarzyna Mazur-HofsaessPres., Eur., M. East & Afr.	8,765	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 5:07 pm EDT	WILLIAMS COMPANIES INCWMB	Ted T TimmermansVP, Controller, and CAO	12,392	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 5:10 pm EDT	HEALTHEQUITY INCHQY	Darcy G MottExecutive VP and CFO	12,500	—	—	0	—
May 21, 2018 AForm 4 →	May 23, 5:10 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Aref MatinEVP, Chief Technology Officer	29,433	—	—	29,433	—
May 21, 2018 CMForm 4 →	May 23, 5:13 pm EDT	Wayfair Inc.W	Michael D FleisherChief Financial Officer	28,401	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 5:19 pm EDT	TELEFLEX INCTFX	Cameron P HicksVice President, Global HR	2,000	—	—	14,392	—
May 21, 2018 MForm 4 →	May 23, 5:21 pm EDT	NATIONAL RESEARCH CORPNRCI	John N NunnellyDirector	23,675	—	—	9,375	—
May 21, 2018 AForm 4 →	May 23, 5:21 pm EDT	Altimmune, Inc.ALT	William EnrightPresident and CEO, Director	103,158	—	—	103,158	—
May 22, 2018 AForm 4 →	May 23, 5:22 pm EDT	Xenia Hotels & Resorts, Inc.XHR	Beverly K. GouletDirector	3,523	—	—	16,473	—
May 22, 2018 AForm 4 →	May 23, 5:22 pm EDT	Xenia Hotels & Resorts, Inc.XHR	Keith E BassDirector	3,523	—	—	16,473	—
May 21, 2018 MForm 4 →	May 23, 5:22 pm EDT	POWER INTEGRATIONS INCPOWI	William GeorgeDirector	800	—	—	18,034	—
May 22, 2018 AForm 4 →	May 23, 5:22 pm EDT	Xenia Hotels & Resorts, Inc.XHR	Thomas M GartlandDirector	3,523	—	—	16,473	—
May 22, 2018 AForm 4 →	May 23, 5:23 pm EDT	Xenia Hotels & Resorts, Inc.XHR	Mary E McCormickDirector	3,523	—	—	16,473	—
May 22, 2018 AForm 4 →	May 23, 5:23 pm EDT	Xenia Hotels & Resorts, Inc.XHR	Dennis D OklakDirector	3,523	—	—	16,473	—
May 21, 2018 AMForm 4 →	May 23, 5:23 pm EDT	Altimmune, Inc.ALT	M Scot RobertsChief Scientific Officer	105,136	—	—	0	—
May 22, 2018 AForm 4 →	May 23, 5:24 pm EDT	ATRION CORPATRI	Jeffery StricklandCFO	506	—	—	1,158	—
May 22, 2018 AForm 4 →	May 23, 5:24 pm EDT	Xenia Hotels & Resorts, Inc.XHR	John H Alschuler Jr.Director	3,523	—	—	16,473	—
May 22, 2018 AForm 4 →	May 23, 5:25 pm EDT	Xenia Hotels & Resorts, Inc.XHR	Jeffrey H DonahueDirector	3,523	—	—	16,473	—
May 22, 2018 AForm 4 →	May 23, 5:25 pm EDT	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Gabriel LeungDirector	25,000	—	—	25,000	—
May 22, 2018 AForm 4 →	May 23, 5:26 pm EDT	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Dennis LangerDirector	25,000	—	—	25,000	—
May 21, 2018 MForm 4 →	May 23, 5:26 pm EDT	VALERO ENERGY CORP/TXVLO	Joseph W GorderCOB, President and CEO, Director	85,493	—	—	0	—
May 22, 2018 AForm 4 →	May 23, 5:26 pm EDT	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	John R LeoneDirector	25,000	—	—	25,000	—
May 21, 2018 AForm 4 →	May 23, 5:26 pm EDT	Altimmune, Inc.ALT	Sybil TaskerChief Medical Officer	50,016	—	—	50,016	—
May 22, 2018 MForm 4 →	May 23, 5:27 pm EDT	EPAM Systems, Inc.EPAM	Elaina ShekhterSVP, Chief Marketing Officer	9,124	—	—	8,908	—
May 22, 2018 AForm 4 →	May 23, 5:28 pm EDT	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Douglas J SwirskyDirector	25,000	—	—	25,000	—
May 21, 2018 MForm 4 →	May 23, 5:30 pm EDT	CURO Group Holdings Corp.CURO	Terry Gene PittmanEVP & Chief Information Off.	100,000	—	—	51,596	—
May 22, 2018 MForm 4 →	May 23, 5:30 pm EDT	Walker & Dunlop, Inc.WD	Richard M LucasEVP & Gen Counsel & Secretary	8,122	—	—	24,504	—
May 22, 2018 MForm 4 →	May 23, 5:33 pm EDT	BAXTER INTERNATIONAL INCBAX	Carole J ShapazianDirector	3,930	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 5:33 pm EDT	GLU MOBILE INCGLUU	Hany NadaDirector	50,000	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 5:34 pm EDT	Pure Storage, Inc.PSTG	Michael L SpeiserDirector	150,000	—	—	2,622,254	—
May 22, 2018 AForm 4 →	May 23, 5:37 pm EDT	HERTZ GLOBAL HOLDINGS, INCHTZ	Vincent J IntrieriDirector	2,118	—	—	14,852	—	amended
May 22, 2018 AForm 4 →	May 23, 5:37 pm EDT	HERTZ GLOBAL HOLDINGS, INCHTZ	Daniel A NinivaggiDirector	1,059	—	—	1,968	—	amended
May 22, 2018 MForm 4 →	May 23, 5:39 pm EDT	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	353,000	—
May 21, 2018 MForm 4 →	May 23, 5:40 pm EDT	YELP INCYELP	Joseph R NachmanChief Operating Officer	10,500	—	—	102,303	—
May 21, 2018 MForm 4 →	May 23, 5:43 pm EDT	BAXTER INTERNATIONAL INCBAX	Jeanne K MasonSVP, Human Resources	31,395	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 5:45 pm EDT	BAXTER INTERNATIONAL INCBAX	Brik V EyreSVP, President, Americas	25,000	—	—	42,243	—
May 21, 2018 MForm 4 →	May 23, 5:45 pm EDT	ENTERCOM COMMUNICATIONS CORPETM	Eugene D LevinPrinc. Acctg Off., VP,Treas.	15,000	—	—	—	—
May 21, 2018 MForm 4 →	May 23, 5:46 pm EDT	GrubHub Inc.GRUB	Adam DeWittPresident, CFO and Treasurer	1,250	—	—	26,500	—
May 21, 2018 MForm 4 →	May 23, 5:47 pm EDT	GrubHub Inc.GRUB	Margo DruckerSVP, Secretary, Gen Counsel	828	—	—	30,761	—
May 21, 2018 MForm 4 →	May 23, 5:56 pm EDT	Arista Networks, Inc.ANET	John F McCoolChief Platform Officer	9,000	—	—	36,000	—
May 21, 2018 MForm 4 →	May 23, 5:56 pm EDT	Arista Networks, Inc.ANET	Kenneth DudaCTO and SVP Software Eng.	1,625	—	—	18,000	—
May 21, 2018 MForm 4 →	May 23, 5:56 pm EDT	Arista Networks, Inc.ANET	Anshul SadanaChief Customer Officer	2,375	—	—	18,000	—
May 21, 2018 MForm 4 →	May 23, 5:57 pm EDT	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	2,950	—	—	10,800	—
May 21, 2018 MForm 4 →	May 23, 5:57 pm EDT	Arista Networks, Inc.ANET	Ita M BrennanSenior Vice President, CFO	4,725	—	—	10,800	—
May 21, 2018 MForm 4 →	May 23, 5:57 pm EDT	Arista Networks, Inc.ANET	Jayshree UllalPresident and CEO, Director	2,063	—	—	28,875	—
May 21, 2018 JForm 4 →	May 23, 5:57 pm EDT	Jones Energy, Inc.JONE	Q Global Capital Management, L.P. +3Director	12	—	—	1	—
May 21, 2018 MForm 4 →	May 23, 5:58 pm EDT	Arista Networks, Inc.ANET	Andreas BechtolsheimChief Development Officer, Director, 10% Owner	2,063	—	—	28,875	—
May 21, 2018 MForm 4 →	May 23, 5:58 pm EDT	Arista Networks, Inc.ANET	Nikos TheodosopoulosDirector	437	—	—	3,494	—
May 21, 2018 MForm 4 →	May 23, 5:58 pm EDT	Arista Networks, Inc.ANET	Daniel ScheinmanDirector	834	—	—	3,333	—
May 21, 2018 MForm 4 →	May 23, 5:58 pm EDT	Arista Networks, Inc.ANET	Charles H GiancarloDirector	834	—	—	3,333	—
May 21, 2018 MForm 4 →	May 23, 5:59 pm EDT	Arista Networks, Inc.ANET	Ann MatherDirector	834	—	—	3,333	—
May 21, 2018 MForm 4 →	May 23, 5:59 pm EDT	Arista Networks, Inc.ANET	Mark B TempletonDirector	437	—	—	3,494	—
May 21, 2018 MForm 4 →	May 23, 6:06 pm EDT	JUNIPER NETWORKS INCJNPR	Vincent MolinaroEVP Chief Customer Officer	5,730	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 6:07 pm EDT	TRICO BANCSHARES /TCBK	Glenn C HunterEVP Chief Credit Officer	1,826	—	—	2,004	—
May 22, 2018 AMForm 4 →	May 23, 6:13 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	Harold J BouillionDirector	32,856	—	—	16,367	—
May 21, 2018 MForm 4 →	May 23, 6:13 pm EDT	Audentes Therapeutics, Inc.BOLD	Matthew R PattersonPresident & CEO, Director	20,300	—	—	178,750	—
May 21, 2018 CForm 4 →	May 23, 6:14 pm EDT	Stitch Fix, Inc.SFIX	Katrina LakeChief Executive Officer, Director, 10% Owner	200,000	—	—	11,236,050	—
May 22, 2018 AMForm 4 →	May 23, 6:14 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	Peter D. KinnearDirector	32,856	—	—	16,367	—
May 22, 2018 AMForm 4 →	May 23, 6:16 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	Michael McShaneDirector	32,856	—	—	16,367	—
May 22, 2018 AMForm 4 →	May 23, 6:17 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	Terence E HallDirector	32,856	—	—	16,367	—
May 14, 2018 AForm 4 →	May 23, 6:19 pm EDT	ARC Group Worldwide, Inc.ARCW	Brian KnaleyChief Financial Officer	29,250	—	—	29,250	—	late amended
May 23, 2018 AForm 4 →	May 23, 6:20 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	James M FunkDirector	16,367	—	—	16,367	—
May 23, 2018 AForm 4 →	May 23, 6:22 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	Janiece M LongoriaDirector	16,367	—	—	16,367	—
May 22, 2018 AMForm 4 →	May 23, 6:24 pm EDT	SUPERIOR ENERGY SERVICES INCSPN	W Matt RallsDirector	32,856	—	—	16,367	—
May 18, 2018 CForm 4 →	May 23, 6:46 pm EDT	Switch, Inc.SWCH	William Gonsalves Balelo +210% Owner	400,000	—	—	5,260,920	—	late
May 22, 2018 MForm 4 →	May 23, 6:50 pm EDT	TRICO BANCSHARES /TCBK	Richard B OsullivanEVP Wholesale Banking	2,408	—	—	2,674	—
May 21, 2018 AMForm 4 →	May 23, 6:57 pm EDT	Financial Engines, Inc.FNGN	Heidi FieldsDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 6:58 pm EDT	Financial Engines, Inc.FNGN	E. Olena Berg-LacyDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 6:59 pm EDT	Financial Engines, Inc.FNGN	Robert A HuretDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 7:00 pm EDT	Financial Engines, Inc.FNGN	Blake R. GrossmanDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 7:01 pm EDT	Financial Engines, Inc.FNGN	Joseph GrundfestDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 7:02 pm EDT	Financial Engines, Inc.FNGN	David B YoffieDirector	5,737	—	—	4,482	—
May 22, 2018 MForm 4 →	May 23, 7:02 pm EDT	TRICO BANCSHARES /TCBK	Richard P SmithCEO & President, Director	8,349	—	—	9,450	—
May 21, 2018 MForm 4 →	May 23, 7:05 pm EDT	Financial Engines, Inc.FNGN	John B ShovenDirector	5,737	—	—	4,482	—
May 23, 2018 AForm 4 →	May 23, 7:07 pm EDT	Financial Engines, Inc.FNGN	Michael E. MartinDirector	4,482	—	—	4,482	—
May 22, 2018 MForm 4 →	May 23, 7:14 pm EDT	TRICO BANCSHARES /TCBK	Thomas J ReddishEVP Chief Financial Officer	2,910	—	—	2,739	—
May 22, 2018 AForm 4 →	May 23, 7:24 pm EDT	ABEONA THERAPEUTICS INC.ABEO	Richard B Van DuyneDirector	30,000	—	—	30,000	—
May 22, 2018 MForm 4 →	May 23, 7:26 pm EDT	SALESFORCE COM INCCRM	Cynthia G. RobbinsPres. and Chief People Officer	827	—	—	8,271	—
May 21, 2018 MForm 4 →	May 23, 7:30 pm EDT	FIBROGEN INCFGEN	Pat CotroneoSVP, Finance and CFO	14,987	—	—	58,000	—
May 22, 2018 MForm 4 →	May 23, 7:30 pm EDT	TRICO BANCSHARES /TCBK	Craig B CarneyEVP Chief Credit Officer	2,537	—	—	2,822	—
May 22, 2018 AForm 4 →	May 23, 7:32 pm EDT	ABEONA THERAPEUTICS INC.ABEO	Stefano BuonoDirector	30,000	—	—	30,000	—
May 21, 2018 CForm 4 →	May 23, 7:41 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	382,500	—	—	368,464,967	—
May 22, 2018 MForm 4 →	May 23, 7:43 pm EDT	TRICO BANCSHARES /TCBK	Daniel K BaileyEVP Retail Banking	2,475	—	—	2,750	—
May 14, 2018 AForm 4/A →	May 23, 7:45 pm EDT	ARC Group Worldwide, Inc.ARCW	Brian KnaleyChief Financial Officer	29,250	—	—	117,000	—
May 22, 2018 AForm 4 →	May 23, 7:48 pm EDT	2U, Inc.TWOU	Mark ChernisChief Operating Officer	39,189	—	—	39,189	—
May 22, 2018 AMForm 4 →	May 23, 7:50 pm EDT	GAP INCGPS	Katherine TsangDirector	19,202	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 7:55 pm EDT	Energy Transfer Equity, L.P.ETE	Richard D BrannonDirector	38,400	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 7:59 pm EDT	Energy Transfer Equity, L.P.ETE	Matthew S. RamseyDirector	51,317	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 8:02 pm EDT	Energy Transfer Equity, L.P.ETE	John W McReynoldsPresident, Director	21,382,155	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 8:09 pm EDT	Energy Transfer Equity, L.P.ETE	Kelcy L WarrenDirector, 10% Owner	187,397,942	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 8:31 pm EDT	MAXLINEAR INCMXL	Connie H. KwongCorporate Controller & PAO	816	—	—	2,571	—
May 21, 2018 MForm 4 →	May 23, 8:32 pm EDT	MAXLINEAR INCMXL	Michael J. LaChanceVice President, Operations	3,759	—	—	16,069	—
May 22, 2018 MForm 4 →	May 23, 8:33 pm EDT	SALESFORCE COM INCCRM	Mark J HawkinsPresident and CFO	2,167	—	—	12,407	—
May 21, 2018 MForm 4 →	May 23, 8:33 pm EDT	MAXLINEAR INCMXL	Curtis LingChief Technical Officer, Director	4,628	—	—	17,355	—
May 21, 2018 MForm 4 →	May 23, 8:34 pm EDT	MAXLINEAR INCMXL	Madhukar ReddyVP, Central Engineering	3,588	—	—	20,568	—
May 22, 2018 MForm 4 →	May 23, 8:35 pm EDT	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	981	—	—	8,271	—
May 21, 2018 MForm 4 →	May 23, 8:36 pm EDT	MAXLINEAR INCMXL	Kishore SeendripuPresident and CEO, Director, 10% Owner	15,025	—	—	64,276	—
May 21, 2018 MForm 4 →	May 23, 8:37 pm EDT	MAXLINEAR INCMXL	Adam C. SpiceVP, Chief Financial Officer	5,881	—	—	25,710	—
May 21, 2018 MForm 4 →	May 23, 8:38 pm EDT	MAXLINEAR INCMXL	William TorgersonVP/GM, Broadband Group	2,994	—	—	17,997	—
May 22, 2018 MForm 4 →	May 23, 8:38 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	2,068	—	—	20,677	—
May 21, 2018 MForm 4 →	May 23, 8:39 pm EDT	MAXLINEAR INCMXL	Brendan WalshVP, Product Line Marketing	3,679	—	—	9,513	—
May 22, 2018 MForm 4 →	May 23, 8:42 pm EDT	SALESFORCE COM INCCRM	Alexandre DayonPres. & Chief Product Officer	2,889	—	—	16,542	—
May 22, 2018 MForm 4 →	May 23, 8:46 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO	2,580	—	—	16,542	—
May 22, 2018 MForm 4 →	May 23, 8:48 pm EDT	SALESFORCE COM INCCRM	Joe AllansonChief Accounting Officer	640	—	—	3,310	—
May 21, 2018 MForm 4 →	May 23, 8:53 pm EDT	Amber Road, Inc.AMBR	Kenneth M HarveyOther	49,174	—	—	0	—
May 21, 2018 CForm 4 →	May 23, 9:35 pm EDT	Energy Transfer Equity, L.P.ETE	Marshall S McCrea IIIGroup COO & CCO, Director	1,112,728	—	—	0	—
May 21, 2018 AForm 4 →	May 23, 9:45 pm EDT	ChemoCentryx, Inc.CCXI	Thomas A. EdwardsDirector	13,352	—	—	13,352	—
May 21, 2018 AForm 4 →	May 23, 9:47 pm EDT	ChemoCentryx, Inc.CCXI	Joseph M FeczkoDirector	13,352	—	—	13,352	—
May 21, 2018 AForm 4 →	May 23, 9:48 pm EDT	ChemoCentryx, Inc.CCXI	Roger C LucasDirector	21,773	—	—	13,352	—
May 21, 2018 AForm 4 →	May 23, 9:49 pm EDT	ChemoCentryx, Inc.CCXI	Henry A McKinnellDirector	21,773	—	—	13,352	—
May 21, 2018 AForm 4 →	May 23, 9:50 pm EDT	ChemoCentryx, Inc.CCXI	Geoffrey M. ParkerDirector	21,773	—	—	13,352	—
May 21, 2018 AForm 4 →	May 23, 9:51 pm EDT	ChemoCentryx, Inc.CCXI	James L TyreeDirector	21,773	—	—	13,352	—
May 21, 2018 MForm 4 →	May 23, 9:52 pm EDT	ChemoCentryx, Inc.CCXI	Markus J. CappelChief Bus. Officer & Treasurer	2,709	—	—	58,125	—
May 21, 2018 MForm 4 →	May 23, 9:53 pm EDT	ChemoCentryx, Inc.CCXI	Thomas J. SchallPresident and CEO, Director	92,798	—	—	235,000	—
May 22, 2018 CForm 4 →	May 24, 6:13 am EDT	Trade Desk, Inc.TTD	Thomas FalkDirector, 10% Owner	66,445	—	—	0	—
May 22, 2018 MForm 4 →	May 24, 9:36 am EDT	GTT Communications, Inc.GTT	Richard CalderPresident and CEO, Director	809	—	—	0	—
May 22, 2018 MForm 4 →	May 24, 9:49 am EDT	First Financial Northwest, Inc.FFNW	Joann E LeeDirector	6,580	—	—	27,041	—
May 22, 2018 MForm 4 →	May 24, 11:13 am EDT	LendingTree, Inc.TREE	Douglas R LebdaChairman & CEO, Director, 10% Owner	14,750	—	—	368,600	—
May 23, 2018 AForm 4 →	May 24, 11:26 am EDT	VICAL INCVICL	Thomas E ShenkDirector	6,500	—	—	6,500	—
May 23, 2018 AForm 4 →	May 24, 11:28 am EDT	VICAL INCVICL	R Gordon DouglasDirector	8,000	—	—	8,000	—
May 23, 2018 AForm 4 →	May 24, 11:30 am EDT	VICAL INCVICL	Gary A LyonsDirector	6,500	—	—	6,500	—
May 23, 2018 AForm 4 →	May 24, 11:33 am EDT	VICAL INCVICL	George J MorrowDirector	6,500	—	—	6,500	—
May 23, 2018 AForm 4 →	May 24, 11:36 am EDT	VICAL INCVICL	Richard M BelesonDirector	6,500	—	—	6,500	—
May 23, 2018 AForm 4 →	May 24, 11:40 am EDT	VICAL INCVICL	Robert C MertonDirector	6,500	—	—	6,500	—
May 23, 2018 MForm 4 →	May 24, 11:42 am EDT	Customers Bancorp, Inc.CUBI	Richard A EhstPresident & COO	11,871	—	—	0	—
May 23, 2018 MForm 4 →	May 24, 12:15 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Lee B Foster IIDirector	4,000	—	—	4,000	—
May 22, 2018 MForm 4 →	May 24, 12:52 pm EDT	STERICYCLE INCSRCL	Charles A AluttoPresident & CEO, Director	14,000	—	—	13,000	—
May 23, 2018 MForm 4 →	May 24, 1:23 pm EDT	Turning Point Brands, Inc.TPB	James Wells DobbinsGC, Secretary, Sr. VP	5,000	—	—	5,864	—
May 22, 2018 MForm 4 →	May 24, 1:46 pm EDT	TRAVELERS COMPANIES, INC.TRV	Jay S BenetVice Chairman and CFO	6,854	—	—	8,876	—
May 22, 2018 MForm 4 →	May 24, 1:52 pm EDT	FORWARD AIR CORPFWRD	Matthew J JewellPresident - Logistics Services	2,328	—	—	6,232	—
May 23, 2018 MForm 4 →	May 24, 2:50 pm EDT	TJX COMPANIES INC /DE/TJX	Ernie HerrmanCEO & President, Director	27,000	—	—	26,140	—
May 22, 2018 FJForm 4 →	May 24, 2:51 pm EDT	8X8 INC /DE/EGHT	Rani HublouChief Marketing Officer	13,861	—	—	106,696	—
May 22, 2018 MForm 4 →	May 24, 2:56 pm EDT	DowDuPont Inc.DWDP	Charles J KalilSpecial Counsellor	129,848	—	—	110,255	—
May 22, 2018 MForm 4 →	May 24, 3:01 pm EDT	FORD MOTOR COF	James P HackettPresident and CEO, Director	52,026	—	—	105,631	—
May 24, 2018 MForm 4 →	May 24, 3:14 pm EDT	TJX COMPANIES INC /DE/TJX	Kenneth CanestrariSEVP - Group President	8,000	—	—	15,960	—
May 23, 2018 MForm 4 →	May 24, 3:14 pm EDT	FRP HOLDINGS, INC.FRPH	John D Milton Jr.Executive VP & CFO	2,500	—	—	0	—
May 23, 2018 MForm 4 →	May 24, 3:26 pm EDT	J&J SNACK FOODS CORPJJSF	Gerard Garfield LawSenior Vice President	5,250	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.