SEC Form 4 · accession 0001209191-18-032855
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee B Foster II
Director
Period of report
May 23, 2018
Accepted (ET)
May 24, 2018 · 12:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | May 23, 2018 | M | 4,000 | $19.863 | A | 19,200 | D | |
| Common Stock - Direct | May 23, 2018 | S | 4,000 | $96.90 | D | 15,200 | D | |
| Common Stock | holding | — | — | — | 17,500 | I | Lee B. Foster II Dynasty Trust | |
| Common Stock | holding | — | — | — | 37,406 | I | Lee B Foster, II Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $19.8625 | May 23, 2018 | M | 4,000 | D | Jan 2, 2012 | Jan 2, 2019 | Common Stock | 4,000 | 4,000 | D |