SEC Form 4 · accession 0001620863-18-000032
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig B Carney
Officer — EVP Chief Credit Officer
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2018 | M | 2,537 | — | A | 21,426 | D | |
| Common Stock | May 22, 2018 | F | 1,245 | $39.34 | D | 20,181 | D | |
| Common Stock | May 23, 2018 | J | 0 | $0.00 | A | 15,149 | I | By ESOP |
| Common Stock | May 23, 2018 | J | 0 | $0.00 | A | 127 | I | By Son |
| Common Stock | May 23, 2018 | J | 0 | $0.00 | A | 134 | I | By Daughter |
| Common Stock | May 23, 2018 | J | 0 | $0.00 | A | 117 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1 | — | May 22, 2018 | M | 2,537 | D | — | — | Common Stock | 2,537 | 2,822 | D |
Explanation of responses
- F1Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,691 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index.
- F2No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.