SEC Form 4 · accession 0001225208-18-009816
DuPont de Nemours, Inc. · DD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Kalil
Officer — Special Counsellor · Other
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666700
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2018 | M | 91,035 | $32.16 | A | 397,884 | D | |
| Common Stock | May 22, 2018 | M | 38,813 | $34.00 | A | 436,697 | D | |
| Common StockF1,F2 | May 22, 2018 | S | 38,813 | $68.431 | D | 397,884 | D | |
| Common StockF1,F3 | May 22, 2018 | S | 91,035 | $68.409 | D | 306,849 | D | |
| Common Stock | holding | — | — | — | 1,086 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 4,361 | I | By 401(k) Plan ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F4,F5 | $34.00 | May 22, 2018 | M | 38,813 | D | — | Feb 10, 2022 | Common Stock | 38,813 | 10,231 | D |
| Non-Qualified Stock Option (Right to Buy)F4,F6 | $32.16 | May 22, 2018 | M | 91,035 | D | — | Feb 15, 2023 | Common Stock | 91,035 | 110,255 | D |
Explanation of responses
- F1The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The price represents the weighted average sale price. All sales occurred at a range of $68.30 to $68.66.
- F3The price represents the weighted average sale price. All sales occurred at a range of $68.30 to $68.72.
- F4Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- F5The options vested in three annual installments beginning on February 10, 2013.
- F6The options vested in three annual installments beginning on February 15, 2014.