SEC Form 4 · accession 0001645572-18-000006
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brik V Eyre
Officer — SVP, President, Americas
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | May 22, 2018 | M | 25,000 | $37.38 | A | 90,115 | D | |
| Common Stock, $1 par valueF2 | May 22, 2018 | S | 25,000 | $71.96 | D | 65,115 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.38 | May 22, 2018 | M | 15,828 | D | Mar 3, 2017 | Mar 3, 2025 | Common Stock, $1 par value | 15,828 | 0 | D |
| Stock Option (Right to Buy) | $37.38 | May 22, 2018 | M | 9,172 | D | Mar 5, 2018 | Mar 3, 2025 | Common Stock, $1 par value | 9,172 | 42,243 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options granted by Baxter International Inc. ("BII") to Mr. Eyre.
- F2Price reflects weighted average sales price. Range of prices for transactions are $71.65 through $72.37. Full information regarding the number of shares sold at each separate price will be provided by BII upon request.