SEC Form 4/A · accession 0001179110-18-007448
ARC Group Worldwide, Inc. · ARCW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian Knaley
Officer — Chief Financial Officer
Period of report
May 14, 2018
Accepted (ET)
May 23, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000826326
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4,F3,F1,F2 | $2.35 | May 14, 2018 | A | 29,250 | A | — | May 14, 2025 | Common Stock | 117,000 | 117,000 | D |
Explanation of responses
- F1Twenty-five percent (25%) of the Stock Options granted shall vest upon the date of grant and each anniversary of the date of grant until the Stock Options have vested in full. The Options shall expire on May 14, 2025 the seventh anniversary of the date of grant. As of the date of grant on May 14, 2018, 29,250 options for shares of common stock were fully vested and exercisable.
- F2On May 14, 2018 Mr. Knaley was granted 117,000 shares of Incentive Stock Options where twenty-five percent (25%) of the Stock Options granted shall vest upon the date of grant and each anniversary of the date of grant until the Stock Options have vested in full. The Options shall expire on May 14, 2025 the seventh anniversary of the date of grant. As of May 14, 2018, the date of grant, 29,250 options for shares of common stock were fully vested and exercisable.
- F3The Reporting Person is voluntarily early reporting beneficial ownership of the 117,000 Stock Options and only 25% or 29,250 stock options are vested on the date of grant and 75% will vest equally over the next three years on the anniversary date of the date of grant until the Stock Options have vested in full.
- F4This Form 4 was required to be filed within two business days of May 14, 2018, the date of grant. Due to an administrative delay this Form 4 is being filed late.
Remarks
This filing is being amended to include footnote 3 and footnote 4 to Table II and to correct the amount of shares in Item 9 of Table II.