SEC Form 4/A · accession 0001140361-18-025355
NII HOLDINGS INC · NIHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Roberto Rittes
Officer — CEO, Nextel Brazil
Period of report
May 16, 2017
Accepted (ET)
May 23, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.5547 | May 16, 2017 | A | 1,000,000 | A | May 16, 2018 | May 16, 2027 | Common Stock | 1,000,000 | 1,000,000 | D |
Explanation of responses
- F1The stock option grant will vest over three years as follows: 33-1/3% on May 16, 2018; 33-1/3% on May 16, 2019; and 33-1/3% on May 16, 2020.
Remarks
This amendment is being filed to reflect a grant of 1,000,000, instead of 1,500,000, stock options on May 16, 2017 pursuant to the 2015 Incentive Stock Plan. The 2015 Incentive Stock Plan has an annual award limit of 1,000,000 stock options to any one participant.