SEC Form 4 · accession 0000913760-18-000080
StoneX Group Inc. · SNEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000913760
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2018 | M | 2,000 | $20.54 | A | 7,007 | D | |
| Common Stock | May 22, 2018 | S | 2,000 | $48.7533 | D | 5,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $20.54 | May 22, 2018 | M | 2,000 | D | Jan 8, 2016 | Jan 8, 2019 | Common | 2,000 | 0 | D |