SEC Form 4 · accession 0001209191-18-032623
FAIRMOUNT SANTROL HOLDINGS INC. · FMSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Biehl
Officer — EVP,CFO,Asst. Sec & Treasurer
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001010858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2018 | M | 50,616 | $3.53 | A | 242,791 | D | |
| Common StockF1 | May 22, 2018 | P | 639 | $6.11 | A | 243,430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.53 | May 21, 2018 | M | 50,616 | D | May 4, 2018 | May 4, 2026 | Common Stock | 50,616 | 85,268 | D |
Explanation of responses
- F1Includes an aggregate of 84,436 restricted stock units.