SEC Form 4 · accession 0001206256-18-000003
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | May 22, 2018 | M | 3,930 | $36.93 | A | 16,442 | D | |
| Common Stock, $1 par valueF1 | May 22, 2018 | S | 6,594 | $71.79 | D | 9,848 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $36.93 | May 22, 2018 | M | 3,930 | D | May 7, 2014 | May 5, 2023 | Common Stock, $1 par value | 3,930 | 0 | D |
Explanation of responses
- F1Price reflects weighted average sales price. Range of prices for transactions are $71.77 through $71.80. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.