SEC Form 4 · accession 0001657853-18-000049
HERTZ GLOBAL HOLDINGS, INC · HTZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Daniel A Ninivaggi
Director
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001657853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2018 | A | 7,567 | $0.00 | A | 26,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | May 22, 2018 | A | 1,059 | A | — | — | Common Stock | 1,059 | 1,968 | D |
Explanation of responses
- F1Includes 7,567 Restricted Stock Units, each of which represents a contingent right to receive one share of HTZ Common Stock, which will vest on the business day immediately preceding the Issuer's 2019 annual meeting, subject to the Reporting Person's continued membership on the Board of Directors.
- F2Each share of Phantom Stock is the economic equivalent of one share of Hertz Global Holdings, Inc. Common Stock.
- F3Shares of Common Stock underlying the shares of Phantom Stock credited to the Reporting Person's account will be issued to the Reporting Person immediately following the date the Reporting Person ceases to be a director (or, if earlier, upon a change of control).