SEC Form 4 · accession 0001246360-18-001652
Stitch Fix, Inc. · SFIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Lake
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576942
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | May 21, 2018 | C | 66,666 | $0.00 | A | 66,666 | I | Katrina M. Lake Revocable Trust |
| Class A Common StockF5,F3 | May 21, 2018 | S | 66,666 | $20.6396 | D | 0 | I | Katrina M. Lake Revocable Trust |
| Class A Common StockF2,F3 | May 22, 2018 | C | 66,666 | $0.00 | A | 66,666 | I | Katrina M. Lake Revocable Trust |
| Class A Common StockF6,F3 | May 22, 2018 | S | 66,666 | $20.5722 | D | 0 | I | Katrina M. Lake Revocable Trust |
| Class A Common StockF2,F3 | May 23, 2018 | C | 66,668 | $0.00 | A | 66,668 | I | Katrina M. Lake Revocable Trust |
| Class A Common StockF7,F3 | May 23, 2018 | S | 66,668 | $20.1386 | D | 0 | I | Katrina M. Lake Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F2 | — | May 21, 2018 | C | 66,666 | D | — | — | Class A Common Stock | 66,666 | 11,369,384 | I |
| Class B Common StockF3,F2 | — | May 22, 2018 | C | 66,666 | D | — | — | Class A Common Stock | 66,666 | 11,302,718 | I |
| Class B Common StockF3,F2 | — | May 23, 2018 | C | 66,668 | D | — | — | Class A Common Stock | 66,668 | 11,236,050 | I |
Explanation of responses
- F1Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- F2Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- F3The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
- F4Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- F5The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.11 to $21.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.45 to $20.685 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.