Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Mar 29, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

187 filings · trading day Mar 29, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 26, 2018 DForm 4 →	Mar 28, 9:21 pm EDT	SNYDER'S-LANCE, INC.LNCE	Brian J DriscollPresident & CEO, Director	513,353	$34.52	$17,723,122	0	—
Mar 26, 2018 DJForm 4 →	Mar 28, 9:20 pm EDT	SNYDER'S-LANCE, INC.LNCE	Alexander W PeaseEVP & CFO	215,906	$40.56	$5,091,593	0	—
Feb 26, 2018 AForm 4/A →	Mar 28, 4:58 pm EDT	NEOGENOMICS INCNEO	Douglas M Van OortChairman and CEO	500,000	$8.03	$4,015,000	500,000	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:56 pm EDT	NEOGENOMICS INCNEO	Sharon ViragChief Financial Officer	192,500	$8.22	$1,582,350	192,500	—
Mar 26, 2018 DJForm 4 →	Mar 28, 9:16 pm EDT	SNYDER'S-LANCE, INC.LNCE	John T MaplesChief Customer Officer	115,783	$18.50	$1,347,113	0	—
Mar 26, 2018 DJForm 4 →	Mar 28, 9:15 pm EDT	SNYDER'S-LANCE, INC.LNCE	Andrea L. FrohningChief Human Resources Officer	96,047	$18.41	$1,091,548	0	—
Mar 26, 2018 DJForm 4 →	Mar 28, 9:10 pm EDT	SNYDER'S-LANCE, INC.LNCE	Gail Sharps MyersSVP, General Counsel & Sec	87,198	$18.13	$917,300	0	—
Mar 27, 2018 AForm 4 →	Mar 29, 2:15 pm EDT	HIBBETT SPORTS INCHIBB	Terrance G FinleyDirector	13,438	$22.55	$303,027	13,438	—
Mar 27, 2018 AForm 4 →	Mar 29, 2:41 pm EDT	HIBBETT SPORTS INCHIBB	James A HiltDirector	6,556	$22.55	$147,838	6,556	—
Mar 27, 2018 FForm 4 →	Mar 29, 2:24 pm EDT	FNB BANCORP/CA/FNBG	Merrie Turner LightnerDirector	5,435	$19.81	$107,650	0	—
Feb 12, 2018 XForm 4/A →	Mar 28, 4:55 pm EDT	United Financial Bancorp, Inc.UBNK	Mark A KuciaEVP	9,858	$7.90	$77,878	0	—
Feb 13, 2018 XForm 4/A →	Mar 28, 4:56 pm EDT	United Financial Bancorp, Inc.UBNK	Raymond H Lefurge Jr.Director	5,308	$7.90	$41,933	0	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:57 pm EDT	NEOGENOMICS INCNEO	Jennifer BallietVP and Chief Culture Officer	7,000	$4.78	$33,460	113,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:36 pm EDT	Zoetis Inc.ZTS	Louise M ParentDirector	299	$83.73	$25,000	10,910	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:38 pm EDT	Zoetis Inc.ZTS	William C Steere Jr.Director	299	$83.73	$25,000	12,678	—
Mar 28, 2018 AForm 4 →	Mar 29, 2:21 pm EDT	GENUINE PARTS COGPC	John D JohnsDirector	17	$88.91	$1,511	19,604	—
Mar 28, 2018 AForm 4 →	Mar 29, 2:23 pm EDT	GENUINE PARTS COGPC	John R HolderDirector	17	$88.91	$1,511	4,605	—
Mar 28, 2018 AForm 4 →	Mar 29, 2:25 pm EDT	GENUINE PARTS COGPC	Paul Russell HardinDirector	17	$88.91	$1,511	530	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:04 pm EDT	Redfin CorpRDFN	Bridget FreyChief Technology Officer	5,000	—	—	106,666	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:05 pm EDT	Motus GI Holdings, Inc.MOTS	Gary J PrudenDirector	50,000	—	—	50,000	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:07 pm EDT	COMCAST CORPCMCSA	Arthur R BlockEVP, GC and Secretary	38,580	—	—	14,100	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:08 pm EDT	MyoKardia IncMYOK	Jake BauerSee Remarks	164	—	—	28,748	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:09 pm EDT	Amtrust Financial Services, Inc.AFSI	Ariel GorelikSVP, Chief Information Officer	16,065	—	—	16,065	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:09 pm EDT	Amtrust Financial Services, Inc.AFSI	David SaksEVP, Chief Legal Officer	22,089	—	—	22,089	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:09 pm EDT	lululemon athletica inc.LULU	Celeste BurgoyneEVP Americas	1,221	—	—	724	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:09 pm EDT	Amtrust Financial Services, Inc.AFSI	Max G CavietCEO of Subsidiary	29,848	—	—	29,848	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:10 pm EDT	Amtrust Financial Services, Inc.AFSI	Michael J SaxonEVP - U.S. Commercial Lines	28,113	—	—	28,113	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:10 pm EDT	Amtrust Financial Services, Inc.AFSI	Adam KarkowskyEVP, Chief Financial Officer	28,113	—	—	28,113	—
Mar 27, 2018 AForm 4 →	Mar 28, 4:10 pm EDT	Amtrust Financial Services, Inc.AFSI	Stephen UngarSVP, GC and Secretary	16,065	—	—	16,065	—
Mar 27, 2018 MForm 4 →	Mar 28, 4:11 pm EDT	COMCAST CORPCMCSA	David L CohenSr. EVP	560,000	—	—	0	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:11 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Fletcher PayneChief Financial Officer	59	—	—	74,941	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:12 pm EDT	lululemon athletica inc.LULU	Stuart HaseldenCOO; CFO	3,850	—	—	3,850	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:16 pm EDT	INTER PARFUMS INCIPAR	Pelayo Frederic GarciaDirExprt InterparfumsSA	6,400	—	—	0	—
Mar 23, 2018 AForm 4 →	Mar 28, 4:16 pm EDT	BIO KEY INTERNATIONAL INCBKYI	III Thomas BushDirector	1,500	—	—	1,500	—	late
Mar 8, 2018 AForm 4 →	Mar 28, 4:17 pm EDT	Casa Systems IncCASA	Jerry GuoPresident & CEO, Director, 10% Owner	346,675	—	—	299,457	—	late
Mar 8, 2018 AForm 4 →	Mar 28, 4:20 pm EDT	Casa Systems IncCASA	Lucy XieSVP of Operations, Director	103,518	—	—	75,676	—	late
Mar 23, 2018 AForm 4 →	Mar 28, 4:23 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Robert J MichelDirector	1,500	—	—	1,500	—	late
Mar 8, 2018 AForm 4 →	Mar 28, 4:23 pm EDT	Casa Systems IncCASA	Weidong ChenChief Technology Officer, Director	59,153	—	—	43,243	—	late
Mar 27, 2018 MForm 4 →	Mar 28, 4:24 pm EDT	GENERAL MILLS INCGIS	Jeffrey L HarmeningChairman of the Board & CEO, Director	23,500	—	—	31,760	—
Feb 21, 2018 AForm 4 →	Mar 28, 4:27 pm EDT	Intellicheck, Inc.IDN	Bryan LewisPresident and CEO	100,000	—	—	100,000	—	late
Mar 23, 2018 AForm 4 →	Mar 28, 4:29 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Pieter Cornelis KnookDirector	1,500	—	—	1,500	—	late
Dec 15, 2017 AMForm 4/A →	Mar 28, 2018, 4:29 pm EDT	Casa Systems IncCASA	Joseph S Tibbetts Jr.Director	36,536	—	—	21,154	—
Mar 26, 2018 CForm 4 →	Mar 28, 4:32 pm EDT	ROKU, INCROKU	Shawn T CarolanDirector, 10% Owner	23,388,668	—	—	0	—
Mar 23, 2018 AForm 4 →	Mar 28, 4:32 pm EDT	FORWARD AIR CORPFWRD	C Robert CampbellDirector	15	—	—	576	—	late
Mar 26, 2018 CForm 4 →	Mar 28, 4:33 pm EDT	TILLY'S, INC.TLYS	Tilly Levine10% Owner	20,000	—	—	3,493,147	—
Mar 26, 2018 CForm 4 →	Mar 28, 4:34 pm EDT	ROKU, INCROKU	MV Management X, L.L.C. +310% Owner	23,388,668	—	—	0	—
Mar 23, 2018 AForm 4 →	Mar 28, 4:35 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Yick Fabian ShinDirector	1,500	—	—	1,500	—	late
Mar 26, 2018 MForm 4 →	Mar 28, 4:35 pm EDT	Travelport Worldwide LTDTVPT	Douglas M SteenlandDirector	128,000	—	—	192,000	—
Dec 13, 2017 MForm 4/A →	Mar 28, 2018, 4:36 pm EDT	AIR LEASE CORPAL	Jie ChenEVP & Managing Director, Asia	50,000	—	—	90,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:37 pm EDT	LANDS' END, INC.LE	Kelly RitchieSVP, Employee & Cust Services	8,995	—	—	25,884	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:37 pm EDT	LANDS' END, INC.LE	Gill Brown HongEVP, CMO & Head of Intl.	10,273	—	—	16,851	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:37 pm EDT	LANDS' END, INC.LE	Peter L GrayEVP, CAO & General Counsel	11,415	—	—	45,506	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:37 pm EDT	LANDS' END, INC.LE	James F GoochEVP, COO, CFO and Treasurer	14,611	—	—	59,879	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:38 pm EDT	LANDS' END, INC.LE	Jerome GriffithCEO and President, Director	47,716	—	—	175,288	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:38 pm EDT	LANDS' END, INC.LE	Bernard Louis McCRACKEN IIIVP, Controller and CAO	3,242	—	—	9,282	—
Mar 26, 2018 MForm 4 →	Mar 28, 4:39 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Yvonne GreenstreetEVP, Chief Operating Officer	7,221	—	—	17,779	—
Mar 23, 2018 AForm 4 →	Mar 28, 4:41 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Cecilia C WelchChief Financial Officer	25,000	—	—	25,000	—	late
Mar 27, 2018 JForm 4 →	Mar 28, 4:45 pm EDT	AgroFresh Solutions, Inc.AGFS	BOULEVARD ACQUISITION SPONSOR, LLC10% Owner	2,527,743	—	—	0	—
Mar 27, 2018 JForm 4 →	Mar 28, 4:46 pm EDT	AgroFresh Solutions, Inc.AGFS	Marc Lasry10% Owner	2,527,743	—	—	0	—
Mar 27, 2018 JForm 4 →	Mar 28, 4:46 pm EDT	AgroFresh Solutions, Inc.AGFS	Sonia Gardner10% Owner	2,527,743	—	—	0	—
Mar 23, 2018 AForm 4 →	Mar 28, 4:46 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Jianhui YaoDirector	1,500	—	—	1,500	—	late
Mar 23, 2017 AForm 4/A →	Mar 28, 2018, 4:46 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Damon MoteVP & Chief Admin Officer	28,795	—	—	20,338	—	amended
Mar 23, 2017 AForm 4/A →	Mar 28, 2018, 4:50 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Patrick Joseph O'HalloranVP & Chief Operations Officer	28,795	—	—	20,338	—	amended
Mar 23, 2017 AForm 4/A →	Mar 28, 2018, 4:51 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Samuel H NortonPresident and CEO, Director	28,092	—	—	19,841	—	amended
Mar 23, 2017 AForm 4/A →	Mar 28, 2018, 4:53 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Susan AllanVP, General Counsel & Corp Sec	32,305	—	—	22,817	—	amended
Mar 23, 2018 AForm 4 →	Mar 28, 4:54 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Barbara RiveraChief Operating Officer	12,500	—	—	12,500	—	late
Mar 26, 2018 AForm 4 →	Mar 28, 4:55 pm EDT	ARMO BioSciences, Inc.ARMO	Xiangmin CuiDirector	18,000	—	—	18,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:55 pm EDT	ARMO BioSciences, Inc.ARMO	Beth C SeidenbergDirector, 10% Owner	18,000	—	—	18,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:56 pm EDT	ARMO BioSciences, Inc.ARMO	Naiyer RizviDirector	18,000	—	—	18,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:56 pm EDT	ARMO BioSciences, Inc.ARMO	Pierre LegaultDirector	18,000	—	—	18,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:56 pm EDT	ARMO BioSciences, Inc.ARMO	Carl L GordonDirector, 10% Owner	18,000	—	—	18,000	—
Mar 26, 2018 AForm 4 →	Mar 28, 4:56 pm EDT	ARMO BioSciences, Inc.ARMO	Stella XuDirector	18,000	—	—	18,000	—
Mar 23, 2018 AForm 4 →	Mar 28, 4:58 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Mira K LacousChief Technology Officer	12,500	—	—	12,500	—	late
Mar 27, 2018 ADForm 4 →	Mar 28, 5:00 pm EDT	Aeon Global Health Corp.AGHC	Hanif A RoshanChairman and CEO, Director, 10% Owner	—	—	—	—	—
Mar 14, 2018 MForm 4 →	Mar 28, 5:03 pm EDT	Biostage, Inc.BSTG	John J CanepaDirector	912	—	—	0	—	late
Mar 23, 2018 AForm 4 →	Mar 28, 5:04 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Michael W DepasqualePres., CEO & Director, Director	33,334	—	—	33,334	—	late
Mar 26, 2018 AForm 4 →	Mar 28, 5:04 pm EDT	NEW ULM TELECOM INCNULM	Bill D OtisCEO, Director	1,706	—	—	5,052	—
Jul 19, 2016 AForm 4/A →	Mar 28, 2018, 5:05 pm EDT	KINDER MORGAN, INC.KMI	Ian D AndersonV.P./Pres,Kinder Morgan Canada	6,997	—	—	6,997	—
Mar 14, 2018 MForm 4 →	Mar 28, 5:06 pm EDT	Biostage, Inc.BSTG	Thomas McNaughtonChief Financial Officer	928	—	—	2,784	—	late
Mar 14, 2018 MForm 4 →	Mar 28, 5:08 pm EDT	Biostage, Inc.BSTG	James Joseph McGorryChief Executive Officer, Director	1,650	—	—	4,950	—	late
Mar 23, 2018 AForm 4 →	Mar 28, 5:08 pm EDT	BIO KEY INTERNATIONAL INCBKYI	Fong Wong KwokManaging Director, BIO-key HK, Director, 10% Owner	33,334	—	—	33,334	—	late
Mar 26, 2018 AForm 4 →	Mar 28, 5:10 pm EDT	US Foods Holding Corp.USFD	Kristin M ColemanSee Remarks	30,306	—	—	8,443	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:10 pm EDT	US Foods Holding Corp.USFD	Ty GentChief Supply Chain Officer	35,654	—	—	9,933	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:10 pm EDT	US Foods Holding Corp.USFD	Steven GubermanSee Remarks	35,654	—	—	9,933	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:11 pm EDT	US Foods Holding Corp.USFD	Andrew E. IacobucciChief Merchandising Officer	30,306	—	—	8,443	—
Mar 14, 2018 MForm 4 →	Mar 28, 5:11 pm EDT	Biostage, Inc.BSTG	Thomas H RobinsonDirector	912	—	—	0	—	late
Mar 26, 2018 AForm 4 →	Mar 28, 5:11 pm EDT	US Foods Holding Corp.USFD	Jay KvasnickaSee Remarks	35,654	—	—	9,933	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:11 pm EDT	US Foods Holding Corp.USFD	Dirk J. LocascioChief Financial Officer	30,306	—	—	8,443	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:12 pm EDT	US Foods Holding Corp.USFD	David A RickardSee Remarks	30,306	—	—	8,443	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:12 pm EDT	US Foods Holding Corp.USFD	Keith D. RohlandChief Information Officer	35,654	—	—	9,933	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:13 pm EDT	US Foods Holding Corp.USFD	Pietro SatrianoChairman & CEO, Director	156,872	—	—	43,703	—
Mar 27, 2018 MForm 4 →	Mar 28, 5:13 pm EDT	ENDOLOGIX INC /DE/ELGX	John D McDermottChief Executive Officer, Director	250,000	—	—	155,381	—
Mar 14, 2018 MForm 4 →	Mar 28, 5:14 pm EDT	Biostage, Inc.BSTG	Blaine H. McKeeDirector	912	—	—	0	—	late
Mar 26, 2018 MForm 4 →	Mar 28, 5:14 pm EDT	URBAN OUTFITTERS INCURBN	Joel S Lawson IIIDirector	20,000	—	—	0	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:20 pm EDT	NEW ULM TELECOM INCNULM	Curtis O. KawlewskiCFO	764	—	—	1,764	—
Mar 26, 2018 MForm 4 →	Mar 28, 5:20 pm EDT	Protagonist Therapeutics, IncPTGX	Dinesh V Ph D PatelPresident and CEO, Director	11,298	—	—	0	—
Mar 27, 2018 AForm 4 →	Mar 28, 5:25 pm EDT	Editas Medicine, Inc.EDIT	James C MullenDirector	23,076	—	—	23,076	—
Mar 23, 2018 DForm 4 →	Mar 28, 5:27 pm EDT	SPARTON CORPSPA	Christopher A. RatliffVP - Information Technology	11,802	—	—	1,991	—	late
Mar 26, 2018 AForm 4 →	Mar 28, 5:33 pm EDT	NEW ULM TELECOM INCNULM	Craig Steven AndersonCBDO	750	—	—	1,404	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:44 pm EDT	TUESDAY MORNING CORP/DETUES	Trent TaylorCIO, EVP Supply Chain-Inv Mgt	37,258	—	—	37,258	—
Mar 26, 2018 AForm 4 →	Mar 28, 5:45 pm EDT	NEW ULM TELECOM INCNULM	Barbara A BornhoftCOO	824	—	—	1,901	—
Mar 27, 2018 MForm 4 →	Mar 28, 5:54 pm EDT	ICU MEDICAL INC/DEICUI	Vivek JainChairman and CEO, Director	1,992	—	—	3,986	—
Mar 26, 2018 CForm 4 →	Mar 28, 5:58 pm EDT	Shake Shack Inc.SHAK	Randall J Garutti +3Chief Executive Officer, Director, 10% Owner	20,000	—	—	534,051	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:01 pm EDT	AEHR TEST SYSTEMSAEHR	David S HendricksonVP of Engineering	888	—	—	44,112	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:12 pm EDT	MICRON TECHNOLOGY INCMU	Scott J DeboerEVP, Technology Development	13,695	—	—	27,389	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:13 pm EDT	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	12,500	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:14 pm EDT	Natera, Inc.NTRA	Steven Leonard ChapmanChief Operating Officer	4,468	—	—	13,407	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:14 pm EDT	Natera, Inc.NTRA	Michael Burkes BrophyChief Financial Officer	4,468	—	—	13,407	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:14 pm EDT	Natera, Inc.NTRA	Jonathan SheenaChief Technology Officer, Director	4,468	—	—	13,407	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:18 pm EDT	ICU MEDICAL INC/DEICUI	Alison D BurcarVice President and Gen'l Mgr.	511	—	—	1,024	—
Mar 26, 2018 AForm 4 →	Mar 28, 6:19 pm EDT	TRIBUNE MEDIA COTRCO	Chandler BigelowEVP & CFO	133	—	—	21,859	—
Mar 26, 2018 AForm 4 →	Mar 28, 6:22 pm EDT	TRIBUNE MEDIA COTRCO	Edward P LazarusEVP, General Counsel & CSO	135	—	—	22,164	—
Mar 26, 2018 AForm 4 →	Mar 28, 6:23 pm EDT	TRIBUNE MEDIA COTRCO	Brian LitmanSVP, Controller & CAO	63	—	—	10,246	—
Mar 26, 2018 AForm 4 →	Mar 28, 6:25 pm EDT	TRIBUNE MEDIA COTRCO	Lawrence WertPresident, Broadcast Media	110	—	—	17,982	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:26 pm EDT	CONAGRA BRANDS INC.CAG	Ruth Ann MarshallDirector	6,046	—	—	6,046	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:28 pm EDT	ICU MEDICAL INC/DEICUI	Scott E LambChief Financial Officer,	592	—	—	1,186	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:34 pm EDT	ICU MEDICAL INC/DEICUI	Thomas D McCallVice President and Gen'l Mgr.	350	—	—	701	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:36 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	2,000	—	—	110,000	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:39 pm EDT	ICU MEDICAL INC/DEICUI	Kevin J McGrodyController	646	—	—	1,293	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:45 pm EDT	ICU MEDICAL INC/DEICUI	Virginia Ruth SanzoneVP, General Counsel	592	—	—	1,186	—
Mar 27, 2018 AForm 4 →	Mar 28, 6:46 pm EDT	GREAT PLAINS ENERGY INCGXP	Randall C Ferguson Jr.Director	723	—	—	33,803	—
Mar 26, 2018 AForm 4 →	Mar 28, 6:46 pm EDT	US Foods Holding Corp.USFD	James David Works Jr.EVP & CHRO	26,741	—	—	7,450	—
Mar 27, 2018 MForm 4 →	Mar 28, 6:50 pm EDT	ICU MEDICAL INC/DEICUI	Christian B. VoigtlanderChief Operating Officer	592	—	—	1,186	—
Mar 27, 2018 AForm 4 →	Mar 28, 6:50 pm EDT	GREAT PLAINS ENERGY INCGXP	Scott D. GrimesDirector	723	—	—	9,875	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:52 pm EDT	Cypress Energy Partners, L.P.CELP	Stanley A LybargerDirector	987	—	—	0	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:53 pm EDT	Cypress Energy Partners, L.P.CELP	John T McNabb IIDirector	987	—	—	0	—
Mar 27, 2018 AForm 4 →	Mar 28, 6:53 pm EDT	GREAT PLAINS ENERGY INCGXP	Ann D. MurtlowDirector	723	—	—	9,875	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:54 pm EDT	Cypress Energy Partners, L.P.CELP	Henry CornellDirector	987	—	—	0	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:54 pm EDT	Cypress Energy Partners, L.P.CELP	Peter C BoylanSEE REMARKS, Director	15,788	—	—	31,577	—
Mar 26, 2018 MForm 4 →	Mar 28, 6:55 pm EDT	Cypress Energy Partners, L.P.CELP	Richard M CarsonSEE REMARKS	5,427	—	—	10,855	—
Mar 27, 2018 AForm 4 →	Mar 28, 6:56 pm EDT	GREAT PLAINS ENERGY INCGXP	Sandra J PriceDirector	723	—	—	5,942	—
Mar 27, 2018 AForm 4 →	Mar 28, 7:04 pm EDT	GREAT PLAINS ENERGY INCGXP	Thomas D HydeDirector	723	—	—	16,304	—
Mar 27, 2018 AForm 4 →	Mar 28, 7:06 pm EDT	GREAT PLAINS ENERGY INCGXP	Gary D ForseeDirector	723	—	—	31,055	—
Mar 28, 2018 MForm 4 →	Mar 28, 7:32 pm EDT	SIERRA BANCORPBSRR	Kenneth TaylorEVP/Chief Financial Ofcr	5,000	—	—	0	—	amended
Mar 26, 2018 AForm 4 →	Mar 28, 7:48 pm EDT	NANOPHASE TECHNOLOGIES CorpNANX	Jaime EscobarChief Financial Officer	36,000	—	—	36,000	—
Mar 27, 2018 MForm 4 →	Mar 28, 8:10 pm EDT	Atara Biotherapeutics, Inc.ATRA	Mitchall G. ClarkEVP & Chief R & QA Officer	72,754	—	—	3,125	—
Mar 26, 2018 MForm 4 →	Mar 28, 8:18 pm EDT	ELLIE MAE INCELLI	Carl BuccellatoDirector	5,666	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 28, 8:25 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	439,260	—
May 16, 2017 AForm 4 →	Mar 28, 2018, 8:30 pm EDT	CV Sciences, Inc.CVSI	Stephen Martin SchmitzDirector	450,000	—	—	200,000	—	late
Mar 27, 2018 AForm 4 →	Mar 28, 8:52 pm EDT	AVNET INCAVT	J Veronica BigginsDirector	132	—	—	29,112	—
Mar 27, 2018 AForm 4 →	Mar 28, 8:55 pm EDT	AVNET INCAVT	William H SchumannDirector	157	—	—	34,497	—
Mar 27, 2018 AForm 4 →	Mar 28, 8:56 pm EDT	AVNET INCAVT	R Kerry ClarkDirector	111	—	—	24,406	—
Mar 26, 2018 AForm 4 →	Mar 28, 8:59 pm EDT	EVINE Live Inc.EVLV	Robert RosenblattCEO, Director	1,586,878	—	—	733,441	—	amended
Mar 26, 2018 MForm 4 →	Mar 28, 9:00 pm EDT	VARONIS SYSTEMS INCVRNS	Gili IohanDirector	16,370	—	—	7,500	—
Mar 26, 2018 MForm 4 →	Mar 28, 9:12 pm EDT	Audentes Therapeutics, Inc.BOLD	Suyash PrasadSenior VP & Chief Med Officer	2,200	—	—	78,670	—
Mar 26, 2018 CForm 4 →	Mar 28, 9:33 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	108,750	—	—	385,439,173	—
Mar 27, 2018 CForm 4 →	Mar 28, 9:35 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	105,053	—	—	385,334,120	—
Mar 26, 2018 JForm 4 →	Mar 28, 9:35 pm EDT	Infrastructure & Energy Alternatives, Inc.IEA	M III Sponsor I LLC +2Director, 10% Owner	100,000	—	—	190,000	—
Mar 28, 2018 CForm 4 →	Mar 28, 9:38 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	97,850	—	—	385,236,270	—
Mar 27, 2017 CForm 4 →	Mar 28, 2018, 9:57 pm EDT	ROKU, INCROKU	Daniel V LeffDirector	652,009	—	—	74,207	—	late
Mar 27, 2018 MForm 4 →	Mar 29, 7:49 am EDT	Castle Brands IncROX	John F BeaudetteDirector	6,000	—	—	0	—
Mar 28, 2018 MForm 4 →	Mar 29, 11:11 am EDT	EDISON INTERNATIONALEIX	W Brett WhiteDirector	2,500	—	—	0	—
Mar 28, 2018 MForm 4/A →	Mar 29, 11:29 am EDT	SIERRA BANCORPBSRR	Kenneth TaylorEVP/Chief Financial Ofcr	5,000	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 1:14 pm EDT	CATHAY GENERAL BANCORPCATY	Dunson K ChengExecutive Chairman, Director	1,298	—	—	2,595	—
Mar 27, 2018 MForm 4 →	Mar 29, 1:21 pm EDT	CATHAY GENERAL BANCORPCATY	Pin TaiCEO & President	1,298	—	—	2,595	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:39 pm EDT	MFA FINANCIAL, INC.MFA	Craig L KnutsonCEO and President, Director	205,000	—	—	520,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:41 pm EDT	MFA FINANCIAL, INC.MFA	Gudmundur KristjanssonSenior Vice President	75,000	—	—	155,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:42 pm EDT	MFA FINANCIAL, INC.MFA	Bryan WulfsohnSenior Vice President	75,000	—	—	155,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:43 pm EDT	MFA FINANCIAL, INC.MFA	Sunil YadavSenior Vice President	40,000	—	—	115,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:43 pm EDT	MFA FINANCIAL, INC.MFA	Stephen D. YaradChief Financial Officer	30,000	—	—	75,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:44 pm EDT	MFA FINANCIAL, INC.MFA	Ronald A FreydbergExecutive Vice President	12,500	—	—	45,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:45 pm EDT	MFA FINANCIAL, INC.MFA	Kathleen A HanrahanSenior Vice President	25,000	—	—	70,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:46 pm EDT	MFA FINANCIAL, INC.MFA	Terence B MeyersSenior Vice President	25,000	—	—	70,000	—
Mar 28, 2018 AForm 4 →	Mar 29, 1:46 pm EDT	MFA FINANCIAL, INC.MFA	Harold E SchwartzSenior Vice President	30,000	—	—	75,000	—
Mar 27, 2018 AForm 4 →	Mar 29, 1:50 pm EDT	HIBBETT SPORTS INCHIBB	Michael J NewsomeDirector	6,652	—	—	18,942	—
Mar 27, 2018 MForm 4 →	Mar 29, 1:52 pm EDT	Cryoport, Inc.CYRX	Jerrell SheltonChief Executive Officer, Director	38,039	—	—	371,000	—
Mar 28, 2018 MForm 4 →	Mar 29, 1:57 pm EDT	TRAVELERS COMPANIES, INC.TRV	Jay S BenetVice Chairman and CFO	4,437	—	—	31,061	—
Mar 27, 2018 AForm 4 →	Mar 29, 2:04 pm EDT	HIBBETT SPORTS INCHIBB	Jane F AggersDirector	4,435	—	—	4,435	—
Mar 27, 2018 AForm 4 →	Mar 29, 2:10 pm EDT	HIBBETT SPORTS INCHIBB	Anthony F CrudeleDirector	4,435	—	—	4,435	—
Dec 5, 2017 WForm 4 →	Mar 29, 2018, 2:10 pm EDT	UNIFIRST CORPUNF	Matthew Croatti10% Owner	1,098,770	—	—	1,098,770	—	late
Dec 5, 2017 WForm 4 →	Mar 29, 2018, 2:11 pm EDT	UNIFIRST CORPUNF	Carol Croatti10% Owner	1,098,770	—	—	1,098,770	—	late
Mar 27, 2018 AForm 4 →	Mar 29, 2:22 pm EDT	HIBBETT SPORTS INCHIBB	Karen S. EtzkornDirector	4,435	—	—	4,435	—
Mar 27, 2018 AForm 4 →	Mar 29, 2:51 pm EDT	HIBBETT SPORTS INCHIBB	Alton E YotherDirector	4,435	—	—	16,237	—
Mar 20, 2018 AForm 4/A →	Mar 29, 3:00 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	Carmen M BowserDirector	707	—	—	707	—
Mar 20, 2018 AForm 4/A →	Mar 29, 3:05 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	Anthony W. SpinelliDirector	707	—	—	707	—
Mar 20, 2018 AForm 4/A →	Mar 29, 3:08 pm EDT	PEAPACK GLADSTONE FINANCIAL CORPPGC	Susan A ColeDirector	707	—	—	707	—
Dec 5, 2017 WForm 4 →	Mar 29, 2018, 3:13 pm EDT	UNIFIRST CORPUNF	The Ronald D Croatti Trust - 199310% Owner	1,098,770	—	—	1,098,770	—	late
Mar 27, 2018 MForm 4 →	Mar 29, 3:14 pm EDT	DOLLAR TREE INCDLTR	Gary MaxwellChief Supply Chain Officer	3,996	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:17 pm EDT	DOLLAR TREE INCDLTR	Kevin S WamplerChief Financial Officer	10,659	—	—	0	—
Mar 28, 2018 AForm 4 →	Mar 29, 3:19 pm EDT	ZIONS BANCORPORATION /UT/ZION	Stephen D QuinnDirector	566	—	—	57,146	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:19 pm EDT	DOLLAR TREE INCDLTR	Michael A. WitynskiPresident & COO	3,036	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:20 pm EDT	UNITED STATES CELLULAR CORPUSM	Deirdre DrakeSVP-Chief HR Officer	21,384	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:22 pm EDT	DOLLAR TREE INCDLTR	William A. Old Jr.Chief Legal Officer	7,383	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:24 pm EDT	DOLLAR TREE INCDLTR	David A. JacobsChief Strategy Officer	8,001	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:26 pm EDT	DOLLAR TREE INCDLTR	Robert H RudmanChief Global Products Officer	11,066	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:29 pm EDT	DOLLAR TREE INCDLTR	Gary M PhilbinPresident & CEO, Director	14,748	—	—	0	—
Mar 27, 2018 MForm 4 →	Mar 29, 3:31 pm EDT	DOLLAR TREE INCDLTR	Bob SasserExecutive Chairman, Director	31,417	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.