SEC Form 4/A · accession 0001179110-18-004889
AIR LEASE CORP · AL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jie Chen
Officer — EVP & Managing Director, Asia
Period of report
Dec 13, 2017
Accepted (ET)
Mar 28, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487712
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Air Lease Corporation - Class A Common StockF1 | Dec 13, 2017 | M | 50,000 | $20.00 | A | 265,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $20.00 | Dec 13, 2017 | M | 50,000 | D | Jun 30, 2011 | Aug 11, 2020 | Air Lease Corporation - Class A Common Stock | 50,000 | 90,000 | D |
Explanation of responses
- F1This amended Form 4 corrects the exercise price, the date exercisable and expiration date and the number of employee stock options beneficially owned following the reported transaction after the stock option exercise, of the employee stock option that was exercised on December 13, 2017 as follows: Employee stock options granted under the Amended and Restated Air Lease Corporation 2010 Equity Incentive Plan which vested 66 2/3% on June 30, 2011 and 33 1/3 % on June 30, 2012.