SEC Form 4/A · accession 0001584746-18-000015
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ian D Anderson
Officer — V.P./Pres,Kinder Morgan Canada
Period of report
Jul 19, 2016
Accepted (ET)
Mar 28, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Restricted Stock UnitF1,F2,F3 | — | Jul 19, 2016 | A | 6,997 | A | — | — | Class P Common Stock | 6,997 | 6,997 | D |
Explanation of responses
- F1Each phantom restricted stock unit represents the right to receive, at settlement, cash in an amount equal to the closing price of one share of Class P Common Stock on the date of vesting and settlement, or the trading day next preceding the date of vesting and settlement, if such date is not on a trading day. The phantom restricted stock units may be settled only for cash and do not represent a right to receive, upon settlement or otherwise, any shares of Class P Common Stock.
- F2These phantom restricted stock units are scheduled to vest and settle on July 19, 2019, subject to achievement of certain performance hurdles and satisfaction of other vesting requirements.
- F3The purpose of this filing is to correct an error in the number of phantom restricted stock units having a July 19, 2016 grant date reported in Columns 5 and 9 of the Form 4 filed July 21, 2016. As a result of an administrative error, the number of phantom restricted stock units granted to the reporting person on such date was erroneously reported as 9,116 phantom restricted stock units rather than 6,997 phantom restricted stock units.