SEC Form 4 · accession 0001225208-18-006768
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur R Block
Officer — EVP, GC and Secretary
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 26, 2018 | M | 14,180 | $9.17 | A | 72,758 | D | |
| Class A Common Stock | Mar 26, 2018 | M | 10,300 | $12.51 | A | 83,058 | D | |
| Class A Common Stock | Mar 26, 2018 | S | 3,728 | $33.699 | D | 79,330 | D | |
| Class A Common Stock | Mar 26, 2018 | S | 5,939 | $33.713 | D | 73,391 | D | |
| Class A Common Stock | Mar 26, 2018 | F | 6,572 | $33.745 | D | 66,819 | D | |
| Class A Common Stock | Mar 26, 2018 | F | 8,241 | $33.745 | D | 58,578 | D | |
| Class A Common Stock | Mar 27, 2018 | M | 14,100 | $7.27 | A | 72,678 | D | |
| Class A Common Stock | Mar 27, 2018 | S | 6,358 | $33.69 | D | 66,320 | D | |
| Class A Common Stock | Mar 27, 2018 | F | 7,742 | $33.65 | D | 58,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF2 | $12.51 | Mar 26, 2018 | M | 10,300 | D | — | Mar 24, 2021 | Class A Common Stock | 10,300 | 30,900 | D |
| Option to PurchaseF2 | $9.17 | Mar 26, 2018 | M | 14,180 | D | — | Mar 25, 2020 | Class A Common Stock | 14,180 | 28,360 | D |
| Option to PurchaseF2 | $7.27 | Mar 27, 2018 | M | 14,100 | D | Mar 27, 2010 | Mar 26, 2019 | Class A Common Stock | 14,100 | 14,100 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2With respect to the number of shares set forth in Column 7, this option is immediately exercisable.