SEC Form 4 · accession 0001104659-18-020985
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Lasry
10% Owner
Period of report
Mar 27, 2018
Accepted (ET)
Mar 28, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantF3,F2 | $11.50 | Mar 27, 2018 | J | 2,022,194 | D | Aug 31, 2015 | — | Common Stock | 2,022,194 | 505,549 | I |
| Private Placement WarrantF3,F2 | $11.50 | Mar 27, 2018 | J | 505,549 | D | Aug 31, 2015 | — | Common Stock | 505,549 | 0 | I |
Explanation of responses
- F1The warrants were transferred for no consideration.
- F2The warrants expire on July 31, 2020 or earlier upon redemption or liquidation.
- F3The warrants were held directly by Boulevard Acquisition Sponsor, LLC and indirectly by Sonia Gardner and Marc Lasry, who as managing members of Boulevard Acquisition Sponsor, LLC, may be have been deemed to share beneficial ownership of such warrants. Ms. Gardner and Mr. Lasry disclaimed beneficial ownership of such warrants except to the extent of their respective pecuniary interest therein.