SEC Form 4 · accession 0000911916-18-000089
NANOPHASE TECHNOLOGIES Corp · NANX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jaime Escobar
Officer — Chief Financial Officer
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883107
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.44 | Mar 26, 2018 | A | 36,000 | A | — | Mar 26, 2028 | Common Stock | 36,000 | 36,000 | D |
Explanation of responses
- F1Vests in three equal annual installments commencing on March 26, 2019.