SEC Form 4 · accession 0001437749-18-005756
EVINE Live Inc. · EVLV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert Rosenblatt
Officer — CEO · Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 8:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000870826
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.00 | Mar 26, 2018 | A | 853,437 | A | — | Mar 26, 2028 | Common Stock | 853,437 | 853,437 | D |
| Peformance RightsF2 | — | Mar 26, 2018 | A | 733,441 | A | — | Mar 15, 2022 | Common Stock | 733,441 | 733,441 | D |
Explanation of responses
- F1Options vest as to one-third of the shares on each of the first three anniversaries of the date of grant.
- F2Each performance right represents a contingent right to receive one share of common stock. The performance rights vest based upon the issuer's total stockholder return.