SEC Form 4 · accession 0000903848-18-000008

ELLIE MAE INC · ELLI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 26, 2018

Accepted (ET)

Mar 28, 2018 · 8:18 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001122388

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 26, 2018	M	566	$5.94	A	24,412	D
Common Stock^F1,F2	Mar 26, 2018	S	566	$91.7848	D	23,846	D
Common Stock^F1	Mar 26, 2018	M	5,100	$5.94	A	28,946	D
Common Stock^F1,F3	Mar 26, 2018	S	5,100	$91.0958	D	23,846	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1,F5,F4	$5.94	Mar 26, 2018	M	566	D	—	Dec 18, 2018	Common Stock	566	5,100	D
Non-Qualified Stock Option (right to buy)^F1,F5,F4	$5.94	Mar 26, 2018	M	5,100	D	—	Dec 18, 2018	Common Stock	5,100	0	D

F1The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
F2The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $91.6900 to $92.0700, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $90.6800 to $91.6000, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4100% of the shares subject to the option are fully vested and exercisable.
F5The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.