SEC Form 4 · accession 0001513162-18-000078
Nuvera Communications, Inc. · NUVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bill D Otis
Officer — CEO · Director
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000071557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| New Ulm Telecom, Inc. Common Stock | Mar 26, 2018 | A | 1,511 | $16.80 | A | 218,235 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 26, 2018 | A | 1,706 | A | Dec 31, 2020 | Dec 31, 2020 | Common Stock | 1,706 | 5,052 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of New Ulm Telecom Common Stock.