SEC Form 4 · accession 0000897101-18-000321
GENERAL MILLS INC · GIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Harmening
Officer — Chairman of the Board & CEO · Director
Period of report
Mar 27, 2018
Accepted (ET)
Mar 28, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2018 | M | 23,500 | $31.70 | A | 134,052 | D | |
| Common StockF1 | Mar 27, 2018 | F | 19,914 | $45.31 | D | 114,138 | D | |
| Common Stock | holding | — | — | — | 18,213 | I | by Trust | |
| Common Stock | holding | — | — | — | 7,550 | I | by Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $31.70 | Mar 27, 2018 | M | 23,500 | D | Jun 23, 2012 | Jul 23, 2018 | Common Stock | 23,500 | 31,760 | D |
Explanation of responses
- F1Stock option exercise utilizing shares held by reporting person for payment of exercise price and taxes.