SEC Form 4/A · accession 0001127602-18-012989
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth Taylor
Officer — EVP/Chief Financial Ofcr
Period of report
Mar 28, 2018
Accepted (ET)
Mar 29, 2018 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | M | 5,000 | $17.25 | A | 30,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $17.25 | Mar 28, 2018 | M | 5,000 | D | Feb 18, 2016 | Feb 18, 2026 | Common Stock | 5,000 | 0 | D |