SEC Form 4 · accession 0001144204-18-017852
Cryoport, Inc. · CYRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerrell Shelton
Officer — Chief Executive Officer · Director
Period of report
Mar 27, 2018
Accepted (ET)
Mar 29, 2018 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2018 | M | 21,538 | $1.87 | A | 260,100 | D | |
| Common Stock | Mar 27, 2018 | M | 16,501 | $4.80 | A | 276,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $1.87 | Mar 27, 2018 | M | 21,538 | D | — | May 6, 2026 | Common Stock | 21,538 | 258,462 | D |
| Option to Purchase Common StockF2 | $4.80 | Mar 27, 2018 | M | 16,501 | D | — | Dec 18, 2024 | Common Stock | 16,501 | 371,000 | D |
Explanation of responses
- F11/48 of the 280,000 options originally granted vest on the 6th of each month for forty-eight months beginning on May 6, 2016.
- F21/48 of the 387,501 options originally granted vest on the 18th of each month for forty-eight months beginning on January 18, 2015.