Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 31, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

187 filings · trading day Oct 31, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 27, 2017 MForm 4 →	Oct 30, 4:13 pm EDT	Fortune Brands Home & Security, Inc.FBHS	Christopher J KleinChief Executive Officer, Director	85,000	$13.76	$1,169,345	39,830	—
Oct 27, 2017 MForm 4 →	Oct 31, 2:26 pm EDT	Allegiant Travel COALGT	Scott SheldonEVP, CFO and COO	2,597	$108.59	$282,008	0	—
Oct 27, 2017 MForm 4 →	Oct 31, 2:17 pm EDT	SOUTH STATE CorpSSB	Robert R HorgerDirector	6,061	$41.00	$248,475	17,992	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:29 pm EDT	Criteo S.A.CRTO	James WarnerDirector	12,225	$16.36	$200,001	12,225	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:29 pm EDT	Criteo S.A.CRTO	Hubert de PesquidouxDirector	12,225	$16.36	$200,001	12,225	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:30 pm EDT	Criteo S.A.CRTO	Sharon Fox SpielmanDirector	12,225	$16.36	$200,001	12,225	—
Oct 27, 2017 MForm 4 →	Oct 31, 2:44 pm EDT	SOUTH STATE CorpSSB	John C PollokCOO/CFO	3,364	$31.50	$105,966	51,622	—
Oct 27, 2017 MForm 4 →	Oct 30, 9:18 pm EDT	ENZO BIOCHEM INCENZ	James Michael O'BrienEVP of Finance	22,866	$3.57	$81,624	52,334	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:32 pm EDT	MAGELLAN GOLD CorpMAGE	W Pierce CarsonPresident and CEO, Director, 10% Owner	2,000,000	$0.04	$80,000	2,000,000	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:03 pm EDT	Quotient LtdQTNT	Galen Partners V LP +3Director, 10% Owner	419,728	$0.125	$52,466	419,728	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:05 pm EDT	Quotient LtdQTNT	Zubeen ShroffDirector, 10% Owner	419,728	$0.125	$52,466	419,728	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:07 pm EDT	Quotient LtdQTNT	L John WilkersonDirector, 10% Owner	419,728	$0.125	$52,466	419,728	—
Oct 30, 2017 MForm 4 →	Oct 31, 3:07 pm EDT	MSA Safety IncMSA	Nishan J. VartanianPresident and COO	2,300	$17.83	$41,009	958	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:38 pm EDT	MAGELLAN GOLD CorpMAGE	John C PowerDirector, 10% Owner	1,000,000	$0.04	$40,000	1,000,000	—
Oct 26, 2017 MForm 4/A →	Oct 31, 2:11 pm EDT	AMERICAN SOFTWARE INCAMSWA	James B Miller Jr.Director	3,000	$7.82	$23,460	0	—
Oct 28, 2017 AForm 4 →	Oct 31, 3:36 pm EDT	CALERES INCCAL	Mahendra R GuptaDirector	756	$29.76	$22,499	12,328	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:09 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	79	$136.94	$10,818	4,227	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:07 pm EDT	MAGELLAN GOLD CorpMAGE	Michael Paul MartinezCFO/Secretary/Treasurer	250,000	$0.04	$10,000	250,000	—
Oct 27, 2017 AForm 4 →	Oct 30, 4:18 pm EDT	KELLOGG COK	John A BryantChairman/Trustee, Director, 10% Owner	138	$60.26	$8,335	13,263	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:31 pm EDT	Quotient LtdQTNT	Christopher J LindopChief Financial Officer	52,465	$0.125	$6,558	52,465	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:14 pm EDT	CATERPILLAR INCCAT	Jananne A. CopelandChief Accounting Officer	20	$136.94	$2,739	2,855	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:29 pm EDT	Quotient LtdQTNT	Brian McDonoughDirector	10,493	$0.125	$1,312	10,493	—
Oct 26, 2017 SXForm 4 →	Oct 30, 4:20 pm EDT	CREDIT ACCEPTANCE CORPCACC	Donald A Foss10% Owner	600	$6.07	$1,213	100	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:29 pm EDT	LEGG MASON, INC.LM	Joseph A SullivanChairman, President & CEO, Director	28	$36.25	$998	3,591	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:27 pm EDT	LEGG MASON, INC.LM	John KenneyExecutive Vice President	23	$36.25	$819	2,949	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:32 pm EDT	Quotient LtdQTNT	Frederick HallsworthDirector	5,247	$0.125	$656	5,247	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:28 pm EDT	LEGG MASON, INC.LM	Thomas C MerchantExec VP & General Counsel	11	$36.25	$394	1,418	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:26 pm EDT	LEGG MASON, INC.LM	Frances CashmanExecutive Vice President	11	$36.25	$393	1,413	—
Oct 26, 2017 JForm 4 →	Oct 30, 8:10 pm EDT	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	22	$15.99	$347	26,510	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:29 pm EDT	Quotient LtdQTNT	Jeremy StackawitzPresident	2,099	$0.125	$262	2,099	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:30 pm EDT	Quotient LtdQTNT	Sarah A OconnorDirector	2,099	$0.125	$262	2,099	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:35 pm EDT	Quotient LtdQTNT	Thomas A BolognaDirector	2,099	$0.125	$262	2,099	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:31 pm EDT	Quotient LtdQTNT	Heino von ProndzynskiDirector	1,049	$0.125	$131	1,049	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:26 pm EDT	LEGG MASON, INC.LM	Patricia LattinExecutive Vice President	1	$36.25	$19	68	—
Oct 27, 2017 MForm 4 →	Oct 30, 4:01 pm EDT	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph IzzoChairman, President and CEO, Director	33,533	—	—	39,960	—
Oct 30, 2017 MForm 4 →	Oct 30, 4:02 pm EDT	BOSTON SCIENTIFIC CORPBSX	Michael P. PhalenEVP & President, MedSurg	15,500	—	—	31,335	—
Oct 27, 2017 MForm 4 →	Oct 30, 4:05 pm EDT	FINJAN HOLDINGS, INC.FNJN	Michael David NoonanChief Financial Officer	10,834	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 4:08 pm EDT	TORCHMARK CORPTMK	Bill LeavellOther	18,750	—	—	18,750	—
Oct 27, 2017 MForm 4 →	Oct 30, 4:08 pm EDT	M&T BANK CORPMTB	Michele D TrolliExec. VP & Chief Info. Officer	10,525	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:08 pm EDT	GULF ISLAND FABRICATION INCGIFI	Murray W. BurnsDirector	7,109	—	—	7,109	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:10 pm EDT	GULF ISLAND FABRICATION INCGIFI	William E ChilesDirector	7,109	—	—	7,109	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:13 pm EDT	GULF ISLAND FABRICATION INCGIFI	Gregory J CotterDirector	7,109	—	—	7,109	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:15 pm EDT	GULF ISLAND FABRICATION INCGIFI	Jerry D Dumas Sr.Director	7,109	—	—	7,109	—
Oct 26, 2017 GForm 4 →	Oct 30, 4:15 pm EDT	STEELCASE INCNYSE: SCS	Jennifer C NiemannDirector	7,200	—	—	70,312	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:17 pm EDT	ABAXIS INCABAX	Craig TockmanVP-Sales & Mktg, Animal Health	3,500	—	—	0	—	amended
Oct 26, 2017 MForm 4 →	Oct 30, 4:17 pm EDT	GULF ISLAND FABRICATION INCGIFI	Michael A FlickDirector	7,109	—	—	7,109	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:18 pm EDT	ABAXIS INCABAX	Dean Ross Taylor Jr.CFO and VP of Finance	1,500	—	—	7,000	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:19 pm EDT	GULF ISLAND FABRICATION INCGIFI	Christopher Mark HardingDirector	7,109	—	—	7,109	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:20 pm EDT	GULF ISLAND FABRICATION INCGIFI	Michael J KeeffeDirector	7,109	—	—	7,109	—
Oct 26, 2017 XForm 4 →	Oct 30, 4:22 pm EDT	FCB FINANCIAL HOLDINGS, INC.FCB	Stuart I OranSecretary, Director	32,142	—	—	21,000	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:23 pm EDT	GULF ISLAND FABRICATION INCGIFI	John Peter LabordeDirector	7,109	—	—	7,109	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:26 pm EDT	BB&T CORPBBT	W Bennett BradleySr. Executive Vice President	7,762	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:32 pm EDT	AMERIPRISE FINANCIAL INCAMP	Colin MooreEVP & Global CIO	18,376	—	—	36,754	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:34 pm EDT	AMERIPRISE FINANCIAL INCAMP	John Robert WoernerPres Ins & Chief Strat Officer	19,902	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 4:34 pm EDT	TORCHMARK CORPTMK	John Henry Rogers Jr.Other	1,875	—	—	0	—	amended
Oct 27, 2017 MForm 4 →	Oct 30, 4:34 pm EDT	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	751	—	—	53,224	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:40 pm EDT	ANADARKO PETROLEUM CORPAPC	R A WalkerChairman, President & CEO, Director	13,403	—	—	13,403	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:44 pm EDT	ANADARKO PETROLEUM CORPAPC	Robert K ReevesEVP, Law & CAO	4,191	—	—	4,191	—
Aug 16, 2017 MForm 4 →	Oct 30, 4:45 pm EDT	SHOTSPOTTER, INCSSTI	Joseph O. HawkinsSr. VP, Operations	5,736	—	—	13,382	—	late
Oct 26, 2017 AForm 4 →	Oct 30, 4:46 pm EDT	BIO-TECHNE CorpTECH	Charles A DinarelloDirector	3,125	—	—	3,125	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:47 pm EDT	TEXAS INSTRUMENTS INCTXN	Mark A BlinnDirector	16,990	—	—	7,493	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:47 pm EDT	EXACT SCIENCES CORPEXAS	Eli CasdinDirector	10,100	—	—	10,100	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:48 pm EDT	ANADARKO PETROLEUM CORPAPC	Ernest A. Leyendecker IIIEVP, Exploration	1,932	—	—	1,933	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:48 pm EDT	GOLDEN ENTERTAINMENT, INC.GDEN	Edward W. Martin IIIEVP & Chief Administrative Off	146,972	—	—	146,972	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:49 pm EDT	TEXAS INSTRUMENTS INCTXN	Wayne R SandersDirector	36,907	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:50 pm EDT	BIO-TECHNE CorpTECH	Harold J WiensDirector	3,125	—	—	3,125	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:53 pm EDT	BIO-TECHNE CorpTECH	Roeland NusseDirector	3,125	—	—	3,125	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:53 pm EDT	ANADARKO PETROLEUM CORPAPC	Robert G GwinEVP, Finance & CFO	5,374	—	—	5,375	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:54 pm EDT	BIO-TECHNE CorpTECH	John L HigginsDirector	3,125	—	—	3,125	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:55 pm EDT	Fifth Street Asset Management Inc.FSAM	Leonard M TannenbaumCEO, Director, 10% Owner	243,979	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:55 pm EDT	BIO-TECHNE CorpTECH	James HippelChief Financial Officer	61,511	—	—	32,613	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:56 pm EDT	BIO-TECHNE CorpTECH	Norman David EansorSVP - Novus Biologicals	30,132	—	—	15,976	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:56 pm EDT	Fifth Street Asset Management Inc.FSAM	Bernard D BermanPresident and CCO, 10% Owner	70,591	—	—	0	—	amended
Oct 26, 2017 MForm 4 →	Oct 30, 4:56 pm EDT	AMERISOURCEBERGEN CORPABC	Peyton R HowellExecutive Vice President	12,523	—	—	27,423	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:56 pm EDT	BIO-TECHNE CorpTECH	Kevin S GouldSVP Clinical Controls	27,014	—	—	14,323	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:57 pm EDT	BIO-TECHNE CorpTECH	Robert M. GavinSen. VP Protein Platforms	27,014	—	—	14,323	—
Oct 26, 2017 MForm 4 →	Oct 30, 4:57 pm EDT	ANADARKO PETROLEUM CORPAPC	Christopher O ChampionSVP, CAO and Controller	1,691	—	—	1,691	—
Oct 26, 2017 AForm 4 →	Oct 30, 4:57 pm EDT	BIO-TECHNE CorpTECH	Brenda S. FurlowSVP - General Counsel	23,897	—	—	12,670	—
Oct 27, 2017 MForm 4 →	Oct 30, 4:59 pm EDT	3M COMMM	Nicholas C GangestadSr. VP & CFO	4,004	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:00 pm EDT	ANADARKO PETROLEUM CORPAPC	Daniel E BrownEVP, US Onshore Operations	2,053	—	—	2,053	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:00 pm EDT	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	16,206	—	—	81,294	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:03 pm EDT	BIO-TECHNE CorpTECH	Robert V BaumgartnerDirector	3,125	—	—	3,125	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:08 pm EDT	TEXAS INSTRUMENTS INCTXN	Haviv IlanSr. Vice President	97,093	—	—	93,666	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:08 pm EDT	BIO-TECHNE CorpTECH	J. Fernando BazanChief Technical Officer	22,857	—	—	12,119	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:10 pm EDT	BIO-TECHNE CorpTECH	Randolph C SteerDirector	3,125	—	—	3,125	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:10 pm EDT	TEXAS INSTRUMENTS INCTXN	Darla H WhitakerSr. Vice President	118,799	—	—	24,600	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:11 pm EDT	Flux Power Holdings, Inc.FLUX	Ronald F DuttCEO, Director	500,000	—	—	500,000	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:12 pm EDT	Flux Power Holdings, Inc.FLUX	Christopher Lee AnthonyDirector	30,000	—	—	30,000	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:12 pm EDT	TEXAS INSTRUMENTS INCTXN	Brian T CrutcherChief Operating Officer	213,606	—	—	206,064	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:13 pm EDT	Flux Power Holdings, Inc.FLUX	Michael JohnsonDirector, 10% Owner	30,000	—	—	30,000	—
Oct 27, 2017 MForm 4 →	Oct 30, 5:13 pm EDT	HOME BANCORP, INC.HBCP	John W. BordelonPresident and CEO, Director	30,000	—	—	119,500	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:14 pm EDT	BIO-TECHNE CorpTECH	Alpna SethDirector	3,125	—	—	3,125	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:15 pm EDT	ROYAL BANCSHARES OF PENNSYLVANIA INCRBPAA	Michael ThompsonOther	5,000	—	—	1,666	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:15 pm EDT	CATERPILLAR INCCAT	Bob De LangeGroup President	2,255	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 30, 5:16 pm EDT	BIO-TECHNE CorpTECH	Charles R. KummethChief Executive Officer, Director	216,861	—	—	78,228	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:16 pm EDT	ROYAL BANCSHARES OF PENNSYLVANIA INCRBPAA	F Kevin TylusOther	5,000	—	—	11,666	—
Oct 26, 2017 ADForm 4 →	Oct 30, 5:27 pm EDT	Elevate Credit, Inc.ELVT	Scott GreeverManaging Director, UK	50,000	—	—	18,750	—
Oct 30, 2017 MForm 4 →	Oct 30, 5:29 pm EDT	CABOT MICROELECTRONICS CORPCCMP	Richard HillDirector	15,638	—	—	0	—
Oct 30, 2017 MForm 4 →	Oct 30, 5:30 pm EDT	CABOT MICROELECTRONICS CORPCCMP	Bernstein H Carol EcksteinVP, Sec & General Counsel	18,525	—	—	6,300	—
Oct 27, 2017 AForm 4 →	Oct 30, 5:34 pm EDT	CYNERGISTEK, INCCTEK	Paul Thomas AnthonyCFO, SECRETARY	90,000	—	—	90,000	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:38 pm EDT	SOUTHERN COSO	Art P BeattieExecutive Vice President & CFO	46,941	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 5:41 pm EDT	AMERICAN EXPRESS COAXP	James Peter BushPresident, GNICS	4,000	—	—	70,108	—
Aug 29, 2017 AForm 4 →	Oct 30, 5:46 pm EDT	BlackRidge Technology International, Inc.BRTI	Thomas Henry Bruderman Jr.Director	23,333	—	—	23,333	—	late
Oct 26, 2017 MForm 4 →	Oct 30, 5:53 pm EDT	TEXAS INSTRUMENTS INCTXN	Richard K TempletonChairman, President & CEO, Director	450,000	—	—	0	—
Oct 27, 2017 AForm 4 →	Oct 30, 5:55 pm EDT	CareDx, Inc.CDNA	Michael Brian BellChief Financial Officer	45,000	—	—	45,000	—
Oct 27, 2017 AForm 4 →	Oct 30, 5:56 pm EDT	CareDx, Inc.CDNA	Peter MaagSee Remarks, Director	45,000	—	—	45,000	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:00 pm EDT	CareDx, Inc.CDNA	Sasha KingChief Commercial Officer	40,000	—	—	40,000	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:01 pm EDT	Oncobiologics, Inc.ONS	Albert D. DyrnessDirector	15,000	—	—	15,000	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:02 pm EDT	Oncobiologics, Inc.ONS	Scott A CanuteDirector	15,000	—	—	15,000	—
Oct 26, 2017 AForm 4 →	Oct 30, 6:03 pm EDT	Oncobiologics, Inc.ONS	Todd C BradyDirector	15,000	—	—	15,000	—
Mar 2, 2017 AForm 4 →	Oct 30, 6:07 pm EDT	BlackRidge Technology International, Inc.BRTI	John William HayesDirector, 10% Owner	—	—	—	16,667	—	late
Oct 26, 2017 AForm 4 →	Oct 30, 6:07 pm EDT	Oncobiologics, Inc.ONS	Kurt J HilzingerDirector	15,000	—	—	15,000	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:10 pm EDT	KKR & Co. L.P.KKR	David C DrummondDirector	7,372	—	—	7,372	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:15 pm EDT	KKR & Co. L.P.KKR	Thomas M SchoeweDirector	7,372	—	—	7,372	—
May 11, 2017 AForm 4/A →	Oct 30, 6:16 pm EDT	Veritone, Inc.VERI	Christopher J. OatesDirector	84,000	—	—	84,000	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:17 pm EDT	KKR & Co. L.P.KKR	Robert W ScullyDirector	7,372	—	—	7,372	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:19 pm EDT	KKR & Co. L.P.KKR	Patricia F RussoDirector	7,372	—	—	7,372	—
Oct 26, 2017 MForm 4 →	Oct 30, 6:21 pm EDT	SALESFORCE COM INCCRM	Mark J HawkinsPresident and CFO	8,624	—	—	86,245	—
Aug 29, 2017 AForm 4 →	Oct 30, 6:21 pm EDT	BlackRidge Technology International, Inc.BRTI	J Allen KosowskyDirector	—	—	—	44,445	—	late
Oct 27, 2017 AForm 4 →	Oct 30, 6:23 pm EDT	KKR & Co. L.P.KKR	Joseph GrundfestDirector	7,372	—	—	7,372	—
Oct 26, 2017 MForm 4 →	Oct 30, 6:24 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	559,260	—
Oct 27, 2017 AForm 4 →	Oct 30, 6:26 pm EDT	KKR & Co. L.P.KKR	John B HessDirector	7,372	—	—	7,372	—
Oct 27, 2017 MForm 4 →	Oct 30, 6:48 pm EDT	WPX ENERGY, INC.WPX	Clay M GasparSenior Vice President and COO	49,193	—	—	0	—
Oct 26, 2017 CForm 4 →	Oct 30, 6:53 pm EDT	Camping World Holdings, Inc.CWH	Marcus Lemonis +3Chief Executive Officer, Director, 10% Owner	800,695	—	—	35,255,399	—
Oct 24, 2017 AForm 4 →	Oct 30, 7:16 pm EDT	KonaRed CorpKRED	Shaun RobertsChairman and Founder, Director	7,347,425	—	—	19	—	late
Oct 27, 2017 PForm 4 →	Oct 30, 7:30 pm EDT	SUNESIS PHARMACEUTICALS INCSNSS	Dayton MisfeldtDirector	200,000	—	—	3,740	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:32 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steve ArmstrongSVP, GC and Corp. Secy.	693	—	—	164	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:34 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steven N BaruchEVP, STRATEGY & MARKETING	357	—	—	83	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:36 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Charles BonomoSenior VP and CIO	624	—	—	145	—
Oct 24, 2017 AForm 4 →	Oct 30, 7:37 pm EDT	KonaRed CorpKRED	Kyle RedfieldChief Executive Officer, Director, 10% Owner	18,368,583	—	—	67	—	late
Oct 26, 2017 MForm 4 →	Oct 30, 7:37 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Christopher DavanzoSVP, Finance and Controller	389	—	—	88	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:39 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Erik GershwindPresident and CEO, Director	2,362	—	—	593	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:41 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Kari D HeerdtSVP, Chief People Officer	632	—	—	145	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:42 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Rustom JillaEVP & Chief Financial Officer	1,269	—	—	291	—
Oct 27, 2017 MForm 4 →	Oct 30, 7:42 pm EDT	SALESFORCE COM INCCRM	Alexandre DayonPres. & Chief Product Officer	8,477	—	—	2,826	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:44 pm EDT	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	8,247	—	—	26,795	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:44 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Douglas E JonesEVP, Chief Supply Chain	970	—	—	226	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:45 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	David WrightSVP, SALES	360	—	—	83	—
Oct 26, 2017 MForm 4 →	Oct 30, 7:48 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Gregory PolliSVP, PRODUCT MANAGEMENT	460	—	—	108	—
Oct 30, 2017 MForm 4 →	Oct 30, 7:53 pm EDT	Edwards Lifesciences CorpEW	Michael A MussallemChairman & CEO, Director	32,900	—	—	216,700	—
Oct 30, 2017 MForm 4 →	Oct 30, 7:53 pm EDT	Edwards Lifesciences CorpEW	Donald E Bobo Jr.CVP, Heart Valve Therapy	5,300	—	—	26,500	—
Oct 30, 2017 MForm 4 →	Oct 30, 8:18 pm EDT	Axalta Coating Systems Ltd.AXTA	Lori RyerkerkDirector	410	—	—	410	—
Oct 26, 2017 AForm 4 →	Oct 30, 9:09 pm EDT	Xenetic Biosciences, Inc.XBIO	Jeffrey F EisenbergCEO, Director	250,000	—	—	250,000	—
Oct 26, 2017 AForm 4 →	Oct 30, 9:13 pm EDT	Ra Pharmaceuticals, Inc.RARX	Peter BisgaardDirector	15,000	—	—	15,000	—
Oct 27, 2017 MForm 4 →	Oct 30, 9:19 pm EDT	Allergan plcAGN	Paul BisaroDirector	37,727	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:19 pm EDT	Allergan plcAGN	James DAreccaCHIEF ACCOUNTING OFFICER	799	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:20 pm EDT	Allergan plcAGN	Maria Teresa HiladoChief Financial Officer	7,120	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:22 pm EDT	Allergan plcAGN	Robert A StewartChief Operating Officer	12,427	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:23 pm EDT	Allergan plcAGN	C. David NicholsonChief R&D Officer	6,274	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:24 pm EDT	Allergan plcAGN	William MeuryChief Commercial Officer	9,321	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:24 pm EDT	Allergan plcAGN	Brent L SaundersChairman, President and CEO, Director	50,599	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 30, 9:36 pm EDT	Spring Bank Pharmaceuticals, Inc.SBPH	Christiana BardonDirector, 10% Owner	11,000	—	—	11,000	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:40 pm EDT	Allergan plcAGN	Karen LingChief Human Resources Officer	7,545	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:41 pm EDT	Allergan plcAGN	A Robert D BaileyChief Legal Officer & Corp Sec	7,988	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 31, 8:45 am EDT	NEOGEN CORPNEOG	James L HerbertExecutive Chairman, Director	75,000	—	—	329,425	—
Oct 27, 2017 MForm 4 →	Oct 31, 8:51 am EDT	NEOGEN CORPNEOG	Terri A MorricalVice President	30,000	—	—	116,900	—
Oct 27, 2017 MForm 4 →	Oct 31, 9:11 am EDT	NEOGEN CORPNEOG	Steven J. QuinlanVice President & CFO	35,000	—	—	114,700	—
Oct 30, 2017 MForm 4 →	Oct 31, 9:52 am EDT	GRACO INCGGG	Mark W SheahanVice President	30,000	—	—	0	—
Sep 22, 2017 CForm 4 →	Oct 31, 10:52 am EDT	REATA PHARMACEUTICALS INCRETA	Elaine CastellanosPrincipal Accounting Officer	6,731	—	—	0	—	late
Oct 30, 2017 AForm 4 →	Oct 31, 10:55 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Mark W FunkePresident, Bank SNB	20,000	—	—	20,000	—
Oct 30, 2017 AForm 4 →	Oct 31, 10:55 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Vernon Wilson Bryant Jr.President, Southwest Bank	6,000	—	—	6,000	—
Oct 26, 2017 AForm 4 →	Oct 31, 11:37 am EDT	BIO-TECHNE CorpTECH	Joseph D KeeganDirector	3,125	—	—	3,125	—	late
Oct 27, 2017 MForm 4 →	Oct 31, 11:44 am EDT	PRICE T ROWE GROUP INCTROW	Brian C RogersOther	154,341	—	—	0	—
Oct 28, 2017 MForm 4 →	Oct 31, 12:02 pm EDT	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	8,822	—	—	0	—
Oct 28, 2017 MForm 4 →	Oct 31, 12:02 pm EDT	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	8,822	—	—	0	—
Oct 27, 2017 AForm 4 →	Oct 31, 12:02 pm EDT	DSW Inc.DSW	Peter CobbDirector	1,206	—	—	7,512	—
Oct 27, 2017 AForm 4 →	Oct 31, 12:02 pm EDT	DSW Inc.DSW	Carolee LeeDirector	1,366	—	—	92,236	—
Oct 30, 2017 MForm 4 →	Oct 31, 12:10 pm EDT	SAFEGUARD SCIENTIFICS INCSFE	Jeffrey B McGroartySenior VP & CFO	875	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 31, 12:31 pm EDT	Alphatec Holdings, Inc.ATEC	Mortimer Berkowitz IIIDirector, 10% Owner	800	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 31, 12:34 pm EDT	ESSA Bancorp, Inc.ESSA	Gary S OlsonPresident and CEO, Director	10,000	—	—	80,844	—
Oct 31, 2017 MForm 4 →	Oct 31, 12:35 pm EDT	ESSA Bancorp, Inc.ESSA	Thomas J GrayuskiVice President	121	—	—	19,879	—
Oct 27, 2017 MForm 4 →	Oct 31, 12:42 pm EDT	WESTAMERICA BANCORPORATIONWABC	Dennis R HansenSVP/Systems & Operations Mgr.	18,400	—	—	1,300	—
Oct 30, 2017 MForm 4 →	Oct 31, 12:48 pm EDT	APTARGROUP INCATR	Salim HaffarSegment President	18,130	—	—	36,260	—
Oct 30, 2017 MForm 4 →	Oct 31, 1:13 pm EDT	MCCORMICK & CO INCMKC	Michael D ManganDirector	5,000	—	—	0	—
Oct 6, 2015 AForm 4/A →	Oct 31, 2017, 1:30 pm EDT	NORDSTROM INCJWN	Ken WorzelPresident, Nordstrom.com	10,065	—	—	32,140	—
Oct 27, 2017 MForm 4 →	Oct 31, 1:42 pm EDT	TRUSTCO BANK CORP N YTRST	Scot R SalvadorEVP & Chief Banking Officer	75,000	—	—	0	—	amended
Oct 27, 2017 MForm 4 →	Oct 31, 1:44 pm EDT	Park Sterling CorpPSTB	James C. CherryCEO, Director	150,000	—	—	167,673	—
Oct 30, 2017 MForm 4 →	Oct 31, 2:13 pm EDT	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	13,201	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:30 pm EDT	LEGG MASON, INC.LM	Carol Anthony DavidsonDirector	110	—	—	15,142	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:31 pm EDT	LEGG MASON, INC.LM	Kurt L SchmokeDirector	255	—	—	34,996	—
Oct 27, 2017 AForm 4 →	Oct 31, 2:32 pm EDT	LEGG MASON, INC.LM	Margaret Milner RichardsonDirector	195	—	—	26,816	—
Oct 30, 2017 MForm 4 →	Oct 31, 3:15 pm EDT	EQUITY BANCSHARES INCEQBK	Roger A BullerDirector	2,000	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 31, 3:18 pm EDT	WEBSTER FINANCIAL CORPWBS	James Copenhaver SmithChairman & Chief Executive Off, Director	48,830	—	—	0	—
Oct 30, 2017 AForm 4 →	Oct 31, 3:19 pm EDT	FSB Bancorp, Inc.FSBC	Michael GiancursioEVP and CLO	6,000	—	—	6,000	—
Oct 30, 2017 AForm 4 →	Oct 31, 3:27 pm EDT	Knowles CorpKN	Bryan E. MittelmanVP, Controller	15,936	—	—	15,936	—
Oct 30, 2017 MForm 4 →	Oct 31, 3:31 pm EDT	INTUITIVE SURGICAL INCISRG	Marshall MohrSVP & CFO	6,000	—	—	23,250	—
Oct 30, 2017 MForm 4 →	Oct 31, 3:52 pm EDT	STERLING BANCORPSTL	Jack L KopniskyPresident & CEO, Director	54,100	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.