SEC Form 4 · accession 0001140361-17-040234
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scot R Salvador
Officer — EVP & Chief Banking Officer
Period of report
Oct 27, 2017
Accepted (ET)
Oct 31, 2017 · 1:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 27, 2017 | M | 75,000 | $8.29 | A | 231,129 | D | |
| COMMON STOCK | Oct 27, 2017 | F | 67,862 | $9.25 | D | 163,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $8.29 | Oct 27, 2017 | M | 75,000 | D | — | Jun 2, 2018 | COMMON STOCK | 75,000 | 0 | D |
Explanation of responses
- F1Award vests in equal installments from the first through fifth year following the award date, beginning June 2, 2009.
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.