SEC Form 4 · accession 0001209191-17-058371
WPX ENERGY, INC.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clay M Gaspar
Officer — Senior Vice President and COO
Period of report
Oct 27, 2017
Accepted (ET)
Oct 30, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001518832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2017 | M | 49,193 | — | A | 550,776 | D | |
| Common StockF2 | Oct 27, 2017 | F | 20,637 | $10.91 | D | 530,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 27, 2017 | M | 49,193 | D | — | — | Common Stock | 49,193 | 0 | D |
Explanation of responses
- F1Each time-based restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.
- F2Represents shares withheld to satisfy withholding tax obligations due upon vesting of restricted stock units.
- F3Award vested on October 27, 2017.