SEC Form 4 · accession 0001127602-17-030529
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernstein H Carol Eckstein
Officer — VP, Sec & General Counsel
Period of report
Oct 30, 2017
Accepted (ET)
Oct 30, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 12,225 | $44.10 | A | 70,125 | D | |
| Common Stock | Oct 30, 2017 | S | 12,225 | $94.4796 | D | 57,900 | D | |
| Common Stock | Oct 30, 2017 | M | 6,300 | $46.45 | A | 64,200 | D | |
| Common Stock | Oct 30, 2017 | S | 6,300 | $94.4796 | D | 57,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $44.10 | Oct 30, 2017 | M | 12,225 | D | Dec 3, 2014 | Dec 3, 2023 | Common Stock | 12,225 | 4,075 | D |
| Stock Options (Right to Buy)F3 | $46.45 | Oct 30, 2017 | M | 6,300 | D | Dec 3, 2015 | Dec 3, 2024 | Common Stock | 6,300 | 6,300 | D |
Explanation of responses
- F1Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- F22013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.
- F32014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.