SEC Form 4 · accession 0001127602-17-030515
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas C Gangestad
Officer — Sr. VP & CFO
Period of report
Oct 27, 2017
Accepted (ET)
Oct 30, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2017 | M | 4,004 | $54.11 | A | 25,805 | D | |
| Common StockF1 | Oct 27, 2017 | S | 4,004 | $233.839 | D | 21,801 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $54.11 | Oct 27, 2017 | M | 4,004 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 4,004 | 0 | D |
Explanation of responses
- F1Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- F2This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009)